Lillian M. Fernald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lillian Marie Fernald, who also goes by Lillian Fernald Mrs, Lillian Fernald, was a registered financial professional .
Lillian is a previously registered financial professional and started their career in finance in 2009. Lillian had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2016 - June 26, 2023
SPIRE SECURITIES, LLC
January 12, 2016 - August 12, 2016
INVESTORS CAPITAL CORP.
March 14, 2013 - January 12, 2016
OSAIC SERVICES, INC.
April 20, 2011 - April 10, 2013
PRIME CAPITAL SERVICES, INC.
May 25, 2010 - January 6, 2011
TRUIST INVESTMENT SERVICES, INC.
May 19, 2009 - June 1, 2010
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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