MS
Matthew K. Stuart
CARILLON FUND DISTRIBUTORS
St. Petersburg, FL 33716
Some features on this profile are disabled
CRD#: 5321500
MS
Professional summary
Matthew K Stuart, who also goes by Matthew Kenneth Stuart, is a registered financial professional currently at CARILLON FUND DISTRIBUTORS, INC. located in St. Petersburg, Florida.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Matthew Kenneth Stuart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew K Stuart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2013 - Present
CARILLON FUND DISTRIBUTORS, INC.
Office #1: 880 Carillon Parkway, St. Petersburg, FL 33716BD
CRD#: 139749
St. Petersburg, FL
Past
March 12, 2009 - April 30, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 4, 2008 - April 30, 2012
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
ST. PETERSBURG, FL
Past
January 3, 2008 - April 30, 2012
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
August 22, 2007 - September 10, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TAMPA, FL
Past
June 20, 2007 - September 10, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TAMPA, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/10/2018)
RR
Alaska(12/10/2018)
RR
Arizona(12/10/2018)
RR
Arkansas(12/10/2018)
RR
California(12/10/2018)
RR
Colorado(12/10/2018)
RR
Connecticut(12/10/2018)
RR
Delaware(12/10/2018)
RR
District of Columbia(12/10/2018)
RR
Florida(1/1/2013)
RR
Georgia(12/10/2018)
RR
Hawaii(12/10/2018)
RR
Idaho(12/10/2018)
RR
Illinois(12/10/2018)
RR
Indiana(12/10/2018)
RR
Iowa(12/10/2018)
RR
Kansas(12/10/2018)
RR
Kentucky(12/10/2018)
RR
Louisiana(12/10/2018)
RR
Maine(12/10/2018)
RR
Maryland(12/10/2018)
RR
Massachusetts(12/10/2018)
RR
Michigan(12/10/2018)
RR
Minnesota(12/10/2018)
RR
Mississippi(12/10/2018)
RR
Missouri(12/10/2018)
RR
Montana(12/10/2018)
RR
Nebraska(12/10/2018)
RR
Nevada(12/10/2018)
RR
New Hampshire(12/10/2018)
RR
New Jersey(12/10/2018)
RR
New Mexico(12/10/2018)
RR
New York(12/10/2018)
RR
North Carolina(12/11/2018)
RR
North Dakota(12/10/2018)
RR
Ohio(12/10/2018)
RR
Oklahoma(12/10/2018)
RR
Oregon(12/10/2018)
RR
Pennsylvania(12/10/2018)
RR
Puerto Rico(12/10/2018)
RR
Rhode Island(12/10/2018)
RR
South Carolina(12/10/2018)
RR
South Dakota(12/10/2018)
RR
Tennessee(12/10/2018)
RR
Texas(12/10/2018)
RR
Utah(12/10/2018)
RR
Virgin Islands(12/10/2018)
RR
Virginia(12/10/2018)
RR
Washington(12/10/2018)
RR
West Virginia(12/10/2018)
RR
Wisconsin(12/10/2018)
RR
Wyoming(12/10/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CARILLON FUND DISTRIBUTORS, INC.
CARILLON FUND DISTRIBUTORS, INC. | HERITAGE FUND DISTRIBUTORS INC. | EAGLE FUND DISTRIBUTORS, INC.
CRD#: 139749 / SEC#: , 8-67244
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
880 Carillon Parkway, St. Petersburg, FL 33716
Mailing Address
880 Carillon Parkway, St. Petersburg, FL 33716
Phone number
(727) 567-8143
Established
Florida since 05/12/2005
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EAGLE ASSET MANAGEMENT INC | PARENT COMPANY | 110653 |
| EDWARDS, CHARLES MICHAEL | DIRECTOR | 5342028 |
| GEORGIEV, TSVETELINA ELKOVA | CCO | 5130225 |
| GERVAIS, BRYAN L | CFO, PRINCIPAL FINANCIAL OFFICER / FINOP, DIRECTOR | 5286391 |
| LILLIAN, JORDAN ALEXANDER | CEO, PRESIDENT, DIRECTOR | 5444726 |
| SOUSA, DAMIAN DANIEL | DIRECTOR | 2061882 |
| WALZER, SUSAN LAVELLE | DIRECTOR | 2976646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARILLON FUND DISTRIBUTORS, INC.
CRD#: 139749St. Petersburg, FL 33716TRUST BUT VERIFY
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