Melissa Rowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Rowan, who also goes by Melissa Metzinger, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 2007. Melissa had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2011 - December 6, 2012
CLEARVIEW GLOBAL WEALTH ADVISORS
June 23, 2009 - February 23, 2011
SUMMIT FINANCIAL GROUP INC
June 10, 2009 - May 4, 2011
SUMMIT BROKERAGE SERVICES, INC.
March 20, 2009 - April 2, 2009
OPPENHEIMER & CO. INC.
March 20, 2009 - April 2, 2009
OPPENHEIMER & CO. INC.
October 16, 2008 - March 10, 2009
STANFORD GROUP COMPANY
October 16, 2008 - March 10, 2009
STANFORD GROUP COMPANY
November 14, 2007 - October 23, 2008
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 29, 2007 - October 23, 2008
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARVIEW GLOBAL WEALTH ADVISORS
CRD#: 156254 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
