Nicholas J. Dawson
Professional summary
Nicholas Jon Dawson, CFP®, who also goes by Nicholas Dawson, is a registered financial advisor currently at NEW PERSPECTIVE WEALTH MANAGEMENT located in St. Petersburg, Florida.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Nicholas has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Jon Dawson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
July 21, 2021 - Present
NEW PERSPECTIVE WEALTH MANAGEMENT
April 23, 2007 - December 3, 2019
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/21/2021)
(8/2/2021)
Exams
Current Firm
NEW PERSPECTIVE WEALTH MANAGEMENT
CRD#: 314562 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 4,078,026 |
Red Flags
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