Matthew S. Weber
THRIVENT INVESTMENT MANAGEMENT
Puyallup, WA 98372
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CRD#: 5321066
Professional summary
Matthew S Weber, CFP®, who also goes by Weber Scott Matt, Matthew Scott Weber, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Puyallup, Washington.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Weber Scott Matt | Matthew Scott Weber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CELEBRATION LUTHERAN CHURCH POSITION: Treasurer NATURE: Lutheran church serving the community of Puyallup, WA. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/28/2021 ADDRESS: 2500 Shaw Rd E, Puyallup WA 98374, United States DESCRIPTION: Financial overseer of church operations, budget, and stewardship.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew S Weber's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew S Weber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
July 28, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 437 29th St Ne, Puyallup, WA 98372RIA
BD
CRD#: 18387
Puyallup, WA
Current
July 28, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 437 29th St Ne, Puyallup, WA 98372RIA
BD
CRD#: 18387
Puyallup, WA
Past
February 9, 2015 - June 14, 2016
INVESTORS PORTFOLIO SERVICES LLC
RIA
CRD#: 117299
PUYALLUP, WA
Past
January 22, 2015 - July 1, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
PUYALLUP, WA
Past
June 21, 2007 - January 23, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
PUYALLUP, WA
Past
May 24, 2007 - January 23, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
PUYALLUP, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/31/2017)
RR
Colorado(5/2/2025)
RR
New Hampshire(5/2/2025)
RR
New York(6/11/2020)
RR
Oregon(2/21/2018)
RR
Washington(7/28/2016)
IAR
Washington(7/28/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Puyallup, WA 98372TRUST BUT VERIFY
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