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EL

Elisabeth C. Leach

METLIFE INVESTORS DISTRIBUTION COMPANY
Warwick, RI 02886
Some features on this profile are disabled
CRD#: 5320534
EL

Professional summary

Elisabeth Cameron Leach, who also goes by Lisa C Leach, Lisa Leach, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Warwick, Rhode Island.

Elisabeth is registered as a RR (Registered Representative) and started their career in finance in 2011. Elisabeth has worked at 3 firms and has passed the SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lisa C Leach | Lisa Leach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elisabeth Cameron Leach's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 23, 2018 - Present

METLIFE INVESTORS DISTRIBUTION COMPANY

Office #1: 700 Quaker Lane, Warwick, RI 02886
BD
CRD#: 107622
Warwick, RI
Past

May 19, 2014 - December 8, 2014

NEW ENGLAND SECURITIES

BD
CRD#: 615
WARWICK, RI
Past

December 3, 2012 - August 22, 2018

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
WARWICK, RI
Past

October 24, 2011 - September 11, 2013

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
WEST WARWICK, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 8/22/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/21/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MI
METLIFE INVESTORS DISTRIBUTION COMPANY
AMERICAN DISTRIBUTORS, INC. | METLIFE INVESTORS DISTRIBUTION COMPANY | GENERAL AMERICAN DISTRIBUTORS, INC.

CRD#: 107622 / SEC#: , 8-53064

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
200 Park Avenue 4th Floor, New York City, NY 10166
Mailing Address
200 Park Avenue 4th Floor, New York City, NY 10166
Phone number
(973) 355-4954
Established
Missouri since 10/03/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
METLIFE INVESTORS GROUP, LLCSHAREHOLDER
ALPHONSO-NAPOLI, GEETA MARCELILEGAL OFFICER4518655
FRADKIN, GEOFFREY ANDREWVICE PRESIDENT5473381
GOOD, JESSICA TERESECHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO5741973
GRUPPUSO, PETERASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2643834
KUCHINSKY, ALEXIS NATALIECHIEF COMPLIANCE OFFICER4343809
LOPEZ, GABRIEL ADOLPHDIRECTOR AND SENIOR VICE PRESIDENT2554216
MCDERMOTT, MICHAELDIRECTOR, SENIOR VICE PRESIDENT5577809
SCHUSTER, THOMAS JAMESDIRECTOR, SENIOR VICE PRESIDENT4570334
SMITH-WALL, ANIKA AYANNA-NJERIDIRECTOR, VICE PRESIDENT7414359

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622Warwick, RI 02886

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