Brian O. Black
Professional summary
Brian Owen Black, who also goes by Brian O Black, is a registered financial professional currently at THE VERTICAL GROUP located in Red Bank, New Jersey.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2010. Brian has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Owen Black's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2021 - Present
THE VERTICAL GROUP
Office #1: 130 Maple Avenue Building 5, Ph, Red Bank, NJ 07701June 11, 2018 - March 5, 2020
TULLETT PREBON FINANCIAL SERVICES LLC
January 2, 2014 - June 18, 2018
THE VERTICAL GROUP
January 2, 2013 - December 19, 2013
BGC FINANCIAL, L.P.
July 28, 2010 - December 20, 2012
LOUIS CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2021)
(1/6/2022)
(1/6/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/21/2011
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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