Sarah A. Saunders
Professional summary
Sarah Amy Saunders, who also goes by Sarah A Saunders, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 2007. Sarah has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarah Amy Saunders's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2015 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116December 6, 2013 - October 23, 2015
WELLS FARGO CLEARING SERVICES, LLC
December 6, 2013 - October 23, 2015
WELLS FARGO CLEARING SERVICES, LLC
April 29, 2011 - December 9, 2013
EDWARD JONES
April 29, 2011 - December 9, 2013
EDWARD JONES
December 13, 2010 - May 11, 2011
HSBC SECURITIES (USA) INC.
December 10, 2010 - May 11, 2011
HSBC SECURITIES (USA) INC.
December 11, 2008 - October 12, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
August 4, 2008 - October 12, 2010
JOHN HANCOCK DISTRIBUTORS LLC
March 4, 2008 - July 15, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 20, 2007 - July 15, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2022)
(12/8/2015)
(9/27/2022)
(1/6/2016)
(9/27/2022)
(4/24/2024)
(4/24/2024)
(9/27/2022)
(9/27/2022)
(11/6/2023)
Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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Company Information
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249Boston, MA 02116TRUST BUT VERIFY
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