Shaughn C. Scott

SCOTT CAPITAL ADVISORS

PORTLAND, OR 97205

Some features on this profile are disabled

CRD#: 5320069

Professional summary

Shaughn Casey Scott, AIF®, CFP®, CIMA®, who also goes by Shaughn Scott, is a registered financial advisor currently at SCOTT CAPITAL ADVISORS, LLC located in Portland, Oregon.

Shaughn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Shaughn has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shaughn Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaughn Casey Scott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2012

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 31, 2020 - Present

SCOTT CAPITAL ADVISORS, LLC

Office #1: 707 Sw Washington Street Suite 810, Portland, OR 97205

RIA

CRD#: 307980

PORTLAND, OR

Past

March 21, 2008 - August 3, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PORTLAND, OR

Past

March 11, 2008 - August 3, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCOTT CAPITAL ADVISORS, LLC

CRD#: 307980 / SEC#: 801-119200

RIA

Registered Investment Advisory firm - (7/31/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/20/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/2008

General Securities Representative Examination

Current Firm

SCOTT CAPITAL ADVISORS, LLC

CRD#: 307980 / SEC#: 801-119200

RIA

Registered Investment Advisory firm - (7/31/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

707 Sw Washington Street Suite 810, Portland, OR 97205

Mailing Address

Phone number

(503) 487-0860

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	802
AUM (Assets Under Management)	$ 968,385,354

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shaughn C. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaughn Casey Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCOTT CAPITAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

SCOTT CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/20/2008

SIE

Date: 10/1/2018

Series 7

Date: 3/7/2008

Current Firm

SCOTT CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCOTT CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors