QA
Quinto F. Ambrosetti
HBKS WEALTH ADVISORS
ERIE, PA 16506
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CRD#: 5320033
QA
Professional summary
Quinto Fabio Ambrosetti, CFP®, who also goes by Ambrosetti Fabio Quinto, Ambrosetti Quinto, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Erie, Pennsylvania.
Quinto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Quinto has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ambrosetti Fabio Quinto | Ambrosetti Quinto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HBK SORCE INSURANCE LLC; NO; At registered location; INSURANCE AGENCY; AGENT; 01/2009; 160HRS/MO; 8HRS DURING TRADING; INSURANCE AGENT. 2)HBK Financial Holdings. Not Investment Related. At registered location. Holding Company. Owner/Member. Start 9/2017. 0 hours per month. Passive Owner. 3)HBK Sorce Holdings, LLC. Not Investment Related. At registered location. Holding Company. Owner/Member. Start 9/2017. 0 hours per month. Passive Owner. 4) HBK Fort Myers Realty, LLC. Not Investment Related. At registered location. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 5) HBK Erie Realty, LLC. Not Investment Related. At registered location. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 6) HBK Hermitage Realty, LLC. Not Investment Related. At registered location. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 7) HBK Meadville Realty, LLC. Not Investment Related. At registered location. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 8) HBK Financial Holdings. Not Investment Related. At registered location. Holding Company. Owner/Member. Start 9/2017. 0 hours per month. Passive Owner. 9) Montessori Charter School. Not Investment Related. 2549 W 8th St, Erie, PA 16506. Charter School. Board Member. 10/2022. 1 hours per month. 0 hours during trading. Board Member.
CRS (Client Relationship Summary) - RIA
Click below to view Quinto Fabio Ambrosetti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
September 26, 2007 - Present
HBKS WEALTH ADVISORS
Office #1: 2725 Colonial Ave, Erie, PA 16506RIA
CRD#: 112139
ERIE, PA
Past
January 2, 2009 - January 5, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
ERIE, PA
Past
July 26, 2007 - January 5, 2009
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ERIE, PA
Past
May 2, 2007 - July 25, 2007
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
ERIE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/2/2016)
IAR
Ohio(12/8/2015)
IAR
Pennsylvania(9/26/2007)
IAR
Texas(12/9/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
