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SR

Stephanie S. Rowley

Some features on this profile are disabled
CRD#: 5319803
SR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephanie Sue Rowley, who also goes by Stephanie Sue Tymkowych, Stephanie Sue Tymkowych, was a registered financial professional .

Stephanie is a previously registered financial professional and started their career in finance in 2007. Stephanie had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stephanie Sue Tymkowych | Stephanie Sue Tymkowych

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 11, 2020 - September 30, 2021

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
La Verne, CA
Past

December 11, 2020 - September 30, 2021

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Whittier, CA
Past

July 13, 2017 - December 27, 2018

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Hacienda Heights, CA
Past

July 13, 2017 - December 27, 2018

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Hacienda Heights, CA
Past

October 31, 2016 - July 13, 2017

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
GARDENA, CA
Past

May 27, 2016 - September 15, 2016

WADDELL & REED

RIA
CRD#: 866
SHERMAN OAKS, CA
Past

February 22, 2016 - September 15, 2016

WADDELL & REED

BD
CRD#: 866
SHERMAN OAKS, CA
Past

May 2, 2007 - March 10, 2015

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
VENTURA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/27/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/8/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/1/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/26/2007
Investment Company Products/Variable Contracts Principal Examination

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524

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