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Jamie K Weaver

CRD# 5319598·Registered 2007 - 2015
Previously Registered: Being a previously registered professional could mean that Jamie is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jamie K Weaver was a registered financial advisor. Jamie was a previously registered financial professional and started their career in finance 2007 - 2015. Jamie had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

CONOVER CAPITAL MANAGEMENT·CRD# 118393
RIA
Bellevue, WA
April 20, 2015 - August 15, 2015
CONOVER SECURITIES CORPORATION·CRD# 17129
BD
Bellevue, WA
April 20, 2015 - May 1, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Seattle, WA
October 15, 2009 - November 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Seattle, WA
October 15, 2009 - November 21, 2014
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Bellevue, WA
May 2, 2009 - September 28, 2009
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Bellevue, WA
May 2, 2009 - September 28, 2009
WAMU INVESTMENTS, INC.·CRD# 599
RIA
Bellevue, WA
March 27, 2009 - May 2, 2009
WAMU INVESTMENTS, INC.·CRD# 599
BD
Bellevue, WA
March 27, 2009 - May 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Bellevue, WA
July 27, 2007 - February 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Bellevue, WA
June 22, 2007 - February 24, 2009

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Current Firm

CC
CONOVER CAPITAL MANAGEMENT

CONOVER CAPITAL MANAGEMENT | CONOVER CAPITAL MANAGEMENT, LLC

CRD#: 118393 / SEC#: 801-103469

Contact Information

Main Address

155 108th Ave Ne Suite 850, Bellevue, WA 98004

Mailing Address

Po Box 90007, Bellevue, WA 98009

Phone Number

(425) 897-7100

# of Employees

7

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

334

AUM (Assets Under Management)

$242,108,286

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed May 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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