Charles D. Capasso
CAPASSO PLANNING PARTNERS LLC
Charleston, SC 29403
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CRD#: 5319437
Professional summary
Charles Dustin Capasso, CFP® is a registered financial advisor currently at CAPASSO PLANNING PARTNERS LLC located in Charleston, South Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Charles has worked at 5 firms and has passed the Series 65 exam.
Biography
I work with a select group of individuals, business owners, and family groups who see the value in Fee-Only comprehensive financial planning. I help these clients achieve their financial goals by helping them create, implement, and monitor their LIVING financial plan. Financial planning is a process not a product.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Estate Planning
Tax Planning
Retirement Planning
Life Transitions
Employee and Employer Plan Ben...
Business Succession Planning
Investment Planning
Do you have an area of expertise or specialization?
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Medical Professionals
Retirement Planning & Distribu...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Dustin Capasso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
June 12, 2018 - Present
CAPASSO PLANNING PARTNERS LLC
Office #1: 635 East Bay Street Suite C, Charleston, SC 29403RIA
CRD#: 294673
Charleston, SC
Past
July 16, 2024 - November 13, 2024
SUMMIT FINANCIAL, LLC
RIA
CRD#: 299322
CHARLESTON, SC
Past
December 18, 2013 - June 15, 2018
LAKE TAHOE WEALTH MANAGEMENT, INC.
RIA
CRD#: 166173
MOUNT PLEASANT, SC
Past
February 23, 2012 - November 19, 2013
DETTERBECK WEALTH MANAGEMENT
RIA
CRD#: 111594
CHARLESTON, SC
Past
April 10, 2007 - August 30, 2011
MORRIS FINANCIAL CONCEPTS, INC.
RIA
CRD#: 114862
MOUNT PLEASANT, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CAPASSO PLANNING PARTNERS LLC
CAPASSO PLANNING PARTNERS LLC
CRD#: 294673 / SEC#: 801-120995
RIA
Registered Investment Advisory firm - (4/28/2021 Approved)Georgia
Registered Investment Advisory firm - (3/18/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/8/2022 Terminated)Texas
Registered Investment Advisory firm - (2/8/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(5/4/2020)
IAR
South Carolina(6/12/2018)
IAR
Texas(9/17/2020)
Current Firm
CAPASSO PLANNING PARTNERS LLC
CAPASSO PLANNING PARTNERS LLC
CRD#: 294673 / SEC#: 801-120995
RIA
Registered Investment Advisory firm - (4/28/2021 Approved)Georgia
Registered Investment Advisory firm - (3/18/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/8/2022 Terminated)Texas
Registered Investment Advisory firm - (2/8/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
635 East Bay Street Suite C, Charleston, SC 29403
Mailing Address
Phone number
(843) 608-8487
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,748 |
| AUM (Assets Under Management) | $ 327,697,497 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
