CH
Christopher A. Hoerchler
PUBLIC SAFETY FINANCIAL/GALLOWAY
Mesa, AZ 85201
Some features on this profile are disabled
CRD#: 5318770
CH
Professional summary
Christopher Alan Hoerchler, who also goes by Chris Hoerchler, Christopher Hoerchler, is a registered financial advisor currently at PUBLIC SAFETY FINANCIAL/GALLOWAY located in Mesa, Arizona and MODERN WEALTH MANAGEMENT, LLC located in Mesa, Arizona.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Christopher has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Hoerchler | Christopher Hoerchler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of the other business: Law Enforcement and Fire Service Chaplain; the business is not investment-related; address of the other business: Residence; the nature of the other business: provide emotional and spiritual support to members of law enforcement and fire service; position, title, or relationship with the other business: Chaplain; start date of your relationship: October 4, 2019; the approximate number of hours/month you devote to the other business: 20 hours; the number of hours you devote to the other business during securities trading hours: 10 hours; and briefly describe your duties relating to the other business; Provide spiritual and emotional support to members of law enforcement and fire service. AND 2) Name of the other business: Phoenix Police Foundation Board of Directors; the business is not investment-related; address of the other business: PO Box 564, Phoenix, AZ 85801-0564; the nature of the other business: Helping Phoenix Police Department members and family in crisis situations; position, title, or relationship with the other business: Member of Board of Directors; start date of your relationship: November 9, 2022; the approximate number of hours/month you devote to the other business: 2-4 hours; the number of hours you devote to the other business during securities trading hours: 2-4 hours; and briefly describe your duties relating to the other business; Attend board meetings and vote to approve or deny funding requests for Phoenix Police Department and individual members.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Alan Hoerchler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2008 - Present
PUBLIC SAFETY FINANCIAL/GALLOWAY
Office #1: 1138 N Alma School Rd Suite 201, Mesa, AZ 85201RIA
CRD#: 141091
Mesa, AZ
Current
August 29, 2025 - Present
MODERN WEALTH MANAGEMENT, LLC
Office #1: 1138 N Alma School Rd, Mesa, AZ 85201RIA
CRD#: 324624
MESA, AZ
Past
September 26, 2014 - October 8, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Newport Beach, CA
Past
June 26, 2008 - December 23, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
MESA, AZ
Past
September 7, 2007 - June 27, 2008
CETERA ADVISORS LLC
RIA
CRD#: 10299
MESA, AZ
Past
July 4, 2007 - June 27, 2008
CETERA ADVISORS LLC
BD
CRD#: 10299
MESA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/7/2008)
IAR
California(8/19/2010)
IAR
Texas(8/22/2018)
IAR
Texas(8/29/2025)
IAR
Utah(9/15/2023)
IAR
Washington(10/22/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
13550 W 95th St., Lenexa, KS 66227
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,823 |
| AUM (Assets Under Management) | $ 6,148,915,787 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
