Andrew E. Carrillo

BARNETT CAPITAL ADVISORS LLC

Miami, FL 33131

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CRD#: 5318545

Professional summary

Andrew Edward Carrillo, CFP® is a registered financial advisor currently at BARNETT CAPITAL ADVISORS LLC located in Miami, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Andrew has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ANDREW CARRILLO IS A LICENSED INSURANCE AGENT AND MANAGING MEMBER OF BARNETT CAPITAL INSURANCE, LLC, FOR WHICH HE RECEIVES COMMISSIONS. Andrew Carrillo is the manager of Barnett U.S. Equity Fund LP, a private fund. Barnett will recommend investments in this private fund to those clients for which investment in the fund is suitable. This presents a conflict of interest in that Barnett or its related persons may receive more compensation from investment in the fund than from other investments. Nevertheless, Barnett acts in the best interest of the client consistent with its fiduciary duties and clients are not required invest in the private fund if they do not wish to do so.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Edward Carrillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

July 16, 2012 - Present

BARNETT CAPITAL ADVISORS LLC

Office #1: 444 Brickell Ave Suite 820, Miami, FL 33131

RIA

CRD#: 159113

Miami, FL

Past

September 30, 2009 - August 3, 2012

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

FT LAUDERDALE, FL

Past

September 23, 2009 - August 3, 2012

INVEST FINANCIAL CORPORATION

CRD#: 12984

FT LAUDERDALE, FL

Past

July 5, 2007 - September 24, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLANTATION, FL

Past

June 14, 2007 - September 24, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLANTATION, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARNETT CAPITAL ADVISORS LLC

CRD#: 159113 / SEC#: 801-131653

RIA

Registered Investment Advisory firm - (1/2/2025 Approved)

Florida

Registered Investment Advisory firm - (2/7/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/7/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/16/2012)

IAR

Texas
(4/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/13/2007

General Securities Representative Examination

Current Firm

BARNETT CAPITAL ADVISORS LLC

CRD#: 159113 / SEC#: 801-131653

RIA

Registered Investment Advisory firm - (1/2/2025 Approved)

Florida

Registered Investment Advisory firm - (2/7/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/7/2025 Terminated)

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Contact information

Main Address

444 Brickell Ave Suite 820, Miami, FL 33131

Mailing Address

Phone number

(305) 328-8538

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - BARNETT CAPITAL ADVISORS, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	453
AUM (Assets Under Management)	$ 122,778,761

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew E. Carrillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Edward Carrillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARNETT CAPITAL ADVISORS LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BARNETT CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2007

Series 7

Date: 6/13/2007

Current Firm

BARNETT CAPITAL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARNETT CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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