Andrew P. Bray
MMA ASSET MANAGEMENT LLC
Greensboro, NC 27408
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CRD#: 5318533
Professional summary
Andrew Patrick Bray, CFP® is a registered financial advisor currently at MMA ASSET MANAGEMENT LLC located in Greensboro, North Carolina and MMA SECURITIES LLC located in Greensboro, North Carolina.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Education Planning
Comprehensive Financial Planni...
Retirement Planning
Employee and Employer Plan Ben...
Insurance Planning
Investment Planning
Tax Planning
Estate Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA Agency", 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA Agency (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework. 2. Investment adviser representative of MMA ASSET MANAGEMENT LLC (8 Tower Bridge Suite 1200, Conshohocken, PA), an affiliate of MMA Securities LLC. Provides wealth management and financial planning services during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Patrick Bray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
April 3, 2023 - Present
MMA ASSET MANAGEMENT LLC
Office #1: 701 Green Valley Road Suite 301, Greensboro, NC 27408RIA
CRD#: 155426
Greensboro, NC
Current
April 3, 2023 - Present
MMA SECURITIES LLC
Office #1: 701 Green Valley Rd Suite 308, Greensboro, NC 27408Office #2: 701 Green Valley Road Suite 301, Greensboro, NC 27408RIA
BD
CRD#: 44254
Greensboro, NC
Current
April 3, 2023 - Present
MMA SECURITIES LLC
Office #1: 701 Green Valley Rd Suite 308, Greensboro, NC 27408RIA
BD
CRD#: 44254
Greensboro, NC
Past
May 19, 2010 - April 3, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
GREENSBORO, NC
Past
May 19, 2010 - April 3, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
GREENSBORO, NC
Past
September 5, 2008 - May 11, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
STATESVILLE, NC
Past
July 3, 2007 - May 11, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
STATESVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MMA ASSET MANAGEMENT LLC
CENTURION ASSET MANAGEMENT | MMA ASSET MANAGEMENT LLC | COMPASS FINANCIAL PARTNERS | CENTURION ASSET MANAGEMENT, LLC
CRD#: 155426 / SEC#: 801-71975
RIA
Registered Investment Advisory firm - (11/10/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/3/2023)
IAR
Arizona(7/9/2025)
RR
California(4/3/2023)
RR
Colorado(4/3/2023)
RR
Connecticut(4/3/2023)
RR
Delaware(4/3/2023)
RR
District of Columbia(4/3/2023)
RR
Florida(4/3/2023)
IAR
Florida(6/23/2025)
RR
Georgia(4/3/2023)
IAR
Georgia(6/23/2025)
RR
Idaho(4/3/2023)
RR
Massachusetts(4/3/2023)
RR
Minnesota(4/3/2023)
RR
Nebraska(4/3/2023)
RR
New York(4/3/2023)
RR
North Carolina(4/3/2023)
IAR
North Carolina(4/3/2023)
RR
Ohio(4/3/2023)
RR
Oklahoma(4/3/2023)
RR
Pennsylvania(4/3/2023)
RR
South Carolina(4/3/2023)
RR
Tennessee(4/3/2023)
RR
Texas(4/3/2023)
IAR
Texas(4/3/2023)
RR
Utah(4/3/2023)
RR
Vermont(4/3/2023)
RR
Virginia(4/3/2023)
IAR
Virginia(6/24/2025)
RR
Washington(4/3/2023)
RR
Wyoming(4/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MMA ASSET MANAGEMENT LLC
CENTURION ASSET MANAGEMENT | MMA ASSET MANAGEMENT LLC | COMPASS FINANCIAL PARTNERS | CENTURION ASSET MANAGEMENT, LLC
CRD#: 155426 / SEC#: 801-71975
RIA
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Contact information
Main Address
161 Washington Street Suite 1200, Conshohocken, PA 19428
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(610) 684-3200
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 555 |
| AUM (Assets Under Management) | $ 715,242,096 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MMA ASSET MANAGEMENT LLC
CRD#: 155426Greensboro, NC 27408TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
