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Priyanka Mahajan

E.F. HUTTON & CO.
New York, NY
Some features on this profile are disabled
CRD#: 5318498
PM

Professional summary

Priyanka Mahajan, who also goes by Priyanka Pagdi, is a registered financial professional currently at E.F. HUTTON & CO. LLC located in New York, New York.

Priyanka is registered as a RR (Registered Representative) and started their career in finance in 2008. Priyanka has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Priyanka Pagdi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Priyanka Mahajan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2026 - Present

E.F. HUTTON & CO. LLC

BD
CRD#: 322687
New York, NY
Past

September 10, 2025 - January 26, 2026

WESTPARK CAPITAL, INC.

BD
CRD#: 39914
LOS ANGELES, CA
Past

September 14, 2023 - October 13, 2023

PRIME EXECUTIONS, INC.

BD
CRD#: 32889
NEW YORK, NY
Past

April 20, 2018 - March 14, 2023

THINKEQUITY LLC

BD
CRD#: 20996
NEW YORK, NY
Past

September 9, 2015 - April 19, 2018

JOSEPH GUNNAR & CO. LLC

BD
CRD#: 24795
UNIONDALE, NY
Past

September 9, 2011 - October 6, 2015

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

March 30, 2011 - September 13, 2011

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
NEW YORK, NY
Past

May 14, 2008 - April 18, 2011

CHARDAN CAPITAL MARKETS LLC

BD
CRD#: 120128
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/22/2026)
RR
Alaska
(1/22/2026)
RR
Arizona
(1/22/2026)
RR
Arkansas
(1/22/2026)
RR
California
(1/22/2026)
RR
Colorado
(1/22/2026)
RR
Connecticut
(1/22/2026)
RR
Delaware
(1/22/2026)
RR
District of Columbia
(1/22/2026)
RR
Florida
(1/22/2026)
RR
Georgia
(1/22/2026)
RR
Hawaii
(1/22/2026)
RR
Idaho
(1/22/2026)
RR
Illinois
(1/22/2026)
RR
Indiana
(1/22/2026)
RR
Iowa
(1/22/2026)
RR
Kansas
(1/22/2026)
RR
Kentucky
(1/22/2026)
RR
Louisiana
(1/22/2026)
RR
Maine
(1/22/2026)
RR
Maryland
(1/22/2026)
RR
Massachusetts
(1/22/2026)
RR
Michigan
(1/22/2026)
RR
Minnesota
(1/22/2026)
RR
Mississippi
(1/22/2026)
RR
Missouri
(1/22/2026)
RR
Montana
(1/22/2026)
RR
Nebraska
(1/22/2026)
RR
Nevada
(1/22/2026)
RR
New Hampshire
(1/22/2026)
RR
New Jersey
(1/22/2026)
RR
New Mexico
(1/22/2026)
RR
New York
(1/22/2026)
RR
North Carolina
(1/22/2026)
RR
North Dakota
(1/22/2026)
RR
Ohio
(1/23/2026)
RR
Oklahoma
(1/22/2026)
RR
Oregon
(1/22/2026)
RR
Pennsylvania
(1/22/2026)
RR
Puerto Rico
(1/22/2026)
RR
Rhode Island
(1/22/2026)
RR
South Carolina
(1/22/2026)
RR
South Dakota
(1/22/2026)
RR
Tennessee
(1/22/2026)
RR
Texas
(1/22/2026)
RR
Utah
(1/22/2026)
RR
Vermont
(1/22/2026)
RR
Virgin Islands
(1/22/2026)
RR
Virginia
(1/22/2026)
RR
Washington
(1/22/2026)
RR
West Virginia
(1/22/2026)
RR
Wisconsin
(1/22/2026)
RR
Wyoming
(1/22/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/13/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/12/2019
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/18/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EH
E.F. HUTTON & CO. LLC
E.F. HUTTON & CO. LLC | WH CAPITAL LLC

CRD#: 322687 / SEC#: , 8-70957

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Mailing Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Phone number
(212) 970-3700
Established
New Mexico since 06/29/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
E.F. HUTTON HOLDINGS LLCMEMBER
CRAPPS, WILLIAM HAYWOOD JRCO-CCO4189289
ONESTO, RICHARD ERNESTFINOP/PFO/POO2453096
RALLO, JOSEPH THOMASCEO5184862
ROHM, BRIANCO-CCO5328680
SWANSTON, DUNCAN BOSWELLPRESIDENT5402343

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

E.F. HUTTON & CO. LLC

CRD#: 322687New York, NY

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