EF
Eric F. France
STOCKPILE INVESTMENTS
San Francisco, CA 94124
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CRD#: 5318454
EF
Professional summary
Eric Fontaine France is a registered financial professional currently at STOCKPILE INVESTMENTS, INC. located in San Francisco, California.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 34, Series 55, Series 3, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eric Fontaine France's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
STOCKPILE INVESTMENTS, INC.
Office #1: 679 Toland Place, San Francisco, CA 94124BD
CRD#: 156170
San Francisco, CA
Past
October 25, 2019 - August 4, 2020
ALLY INVEST SECURITIES LLC
BD
CRD#: 136131
CHARLOTTE, NC
Past
June 11, 2010 - October 27, 2014
MB TRADING
BD
CRD#: 30330
EL SEGUNDO, CA
Past
July 10, 2008 - January 29, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
BD
CRD#: 104162
LOS ANGELES, CA
Past
June 12, 2007 - November 27, 2007
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
AGOURA HILLS, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/30/2021)
RR
Alaska(11/30/2021)
RR
Arizona(11/30/2021)
RR
Arkansas(11/30/2021)
RR
California(11/16/2021)
RR
Colorado(11/30/2021)
RR
Connecticut(11/30/2021)
RR
Delaware(11/30/2021)
RR
District of Columbia(11/30/2021)
RR
Florida(11/30/2021)
RR
Georgia(11/30/2021)
RR
Hawaii(11/30/2021)
RR
Idaho(11/30/2021)
RR
Illinois(11/30/2021)
RR
Indiana(11/30/2021)
RR
Iowa(11/30/2021)
RR
Kansas(11/30/2021)
RR
Kentucky(11/30/2021)
RR
Louisiana(11/30/2021)
RR
Maine(11/30/2021)
RR
Maryland(11/30/2021)
RR
Massachusetts(11/30/2021)
RR
Michigan(11/30/2021)
RR
Minnesota(11/30/2021)
RR
Mississippi(11/30/2021)
RR
Missouri(11/30/2021)
RR
Montana(11/30/2021)
RR
Nebraska(11/30/2021)
RR
Nevada(11/30/2021)
RR
New Hampshire(11/30/2021)
RR
New Jersey(11/30/2021)
RR
New Mexico(11/30/2021)
RR
New York(11/30/2021)
RR
North Carolina(11/30/2021)
RR
North Dakota(11/30/2021)
RR
Ohio(11/30/2021)
RR
Oklahoma(11/30/2021)
RR
Oregon(11/30/2021)
RR
Pennsylvania(11/30/2021)
RR
Puerto Rico(11/30/2021)
RR
Rhode Island(11/30/2021)
RR
South Carolina(11/30/2021)
RR
South Dakota(11/30/2021)
RR
Texas(11/30/2021)
RR
Utah(11/30/2021)
RR
Vermont(11/30/2021)
RR
Virginia(11/30/2021)
RR
Washington(11/30/2021)
RR
West Virginia(11/30/2021)
RR
Wisconsin(11/30/2021)
RR
Wyoming(11/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/25/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/29/2010
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STOCKPILE INVESTMENTS, INC.
STOCKPILE INVESTMENTS, INC. | STOCKPILE, INC.
CRD#: 156170 / SEC#: , 8-68772
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
679 Toland Place, San Francisco, CA 94124
Mailing Address
548 Market St. Pmb 61216, San Francisco, CA 94104-5401
Phone number
(877) 374-2584
Established
Delaware since 12/10/2010
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
