Daniel R. Legiec
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel R Legiec, CFP®, who also goes by Daniel Robert Legiec, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2007. Daniel had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2018 - June 12, 2019
SIGNET FINANCIAL MANAGEMENT, LLC
May 18, 2017 - December 31, 2024
FOREVER WEALTH LLC
May 9, 2016 - March 15, 2017
KESTRA ADVISORY SERVICES, LLC
May 9, 2016 - March 15, 2017
KESTRA INVESTMENT SERVICES, LLC
May 3, 2016 - May 3, 2016
KESTRA INVESTMENT SERVICES, LLC
August 5, 2014 - July 13, 2015
CHARDAN CAPITAL MARKETS LLC
June 11, 2013 - July 8, 2014
LPL FINANCIAL LLC
September 3, 2009 - May 21, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
June 19, 2009 - September 10, 2009
G-2 TRADING,LLC
January 3, 2008 - January 21, 2009
DAVIS SECURITIES LLC
April 25, 2007 - July 16, 2007
RODMAN & RENSHAW, LLC
Primary Firm SEC Registration
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/8/2008
Limited Representative-Equity Trader ExamCurrent Firm
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,907 |
| AUM (Assets Under Management) | $ 1,058,245,741 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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