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DL

Daniel R. Legiec

Some features on this profile are disabled
CRD#: 5318116
DL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel R Legiec, CFP®, who also goes by Daniel Robert Legiec, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 2007. Daniel had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 55 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel Robert Legiec

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Name: Forever Wealth LLC; Investment Related: Yes; Address: 54 Old Highway 22, Suite 256; Nature of Business: Insurance; Position, Title or Relationship: Licensed Insurance Agent; Start Date: 4/18/2017; Hours per month: 5% - 10% (8 - 16 hours); Hours per month during trading hours: 5% - 10% (8 - 16 hours); Duties: Daniel R. Legiec, Managing Member, is a licensed insurance agent and can effect transactions in insurance products for clients and earn commissions for these activities.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

December 20, 2018 - June 12, 2019

SIGNET FINANCIAL MANAGEMENT, LLC

RIA
CRD#: 105310
PARSIPPANY, NJ
Past

May 18, 2017 - December 31, 2024

FOREVER WEALTH LLC

RIA
CRD#: 288480
Clinton, NJ
Past

May 9, 2016 - March 15, 2017

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
WESTFIELD, NJ
Past

May 9, 2016 - March 15, 2017

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
WESTFIELD, NJ
Past

May 3, 2016 - May 3, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
WESTFIELD, NJ
Past

August 5, 2014 - July 13, 2015

CHARDAN CAPITAL MARKETS LLC

BD
CRD#: 120128
NEW YORK, NY
Past

June 11, 2013 - July 8, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
BUTLER, NJ
Past

September 3, 2009 - May 21, 2010

MADISON PROPRIETARY TRADING GROUP, LLC

BD
CRD#: 139818
NEW YORK, NY
Past

June 19, 2009 - September 10, 2009

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

January 3, 2008 - January 21, 2009

DAVIS SECURITIES LLC

BD
CRD#: 138829
NEW YORK, NY
Past

April 25, 2007 - July 16, 2007

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SIGNET FINANCIAL MANAGEMENT, LLC
JOSHUA LAUREN & CO INC | SIGNET FINANCIAL MANAGEMENT, LLC | SIGNET FINANCIAL MANAGEMENT OF SWFL, LLC | KRASNEY FINANCIAL, LLC

CRD#: 105310 / SEC#: 801-31294

RIA
Registered Investment Advisory firm - (1/15/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/1/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/2/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/15/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 7/8/2008
Limited Representative-Equity Trader Exam

Current Firm

SF
SIGNET FINANCIAL MANAGEMENT, LLC
JOSHUA LAUREN & CO INC | SIGNET FINANCIAL MANAGEMENT, LLC | SIGNET FINANCIAL MANAGEMENT OF SWFL, LLC | KRASNEY FINANCIAL, LLC

CRD#: 105310 / SEC#: 801-31294

RIA
Registered Investment Advisory firm - (1/15/1988 Approved)
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Contact information

Main Address
400 Interpace Parkway, Building C 2nd Floor, Parsippany, NJ 07054
Mailing Address
Phone number
(973) 543-6660
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIGNET DISCLOSURE BROCHURE AND PRIVACY POLICY (3/19/2025)

Regulatory assets under management

Total Number of Accounts1,907
AUM (Assets Under Management)$ 1,058,245,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGNET FINANCIAL MANAGEMENT, LLC

CRD#: 105310

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