CM
Charles D. Mitchell
TRUIST ADVISORY SERVICES
ROCKY MOUNT, VA 24151
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CRD#: 5318057
CM
Professional summary
Charles David Mitchell JR, CFP®, who also goes by Charles Mitchell, Chas Mitchell, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Rocky Mount, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Salem, Virginia.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Charles has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Mitchell | Chas Mitchell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY POSITION: Owner NATURE: 2 duplexes, which have 4 units that pay me monthly rent. I hired a property management team to manage the properties. I hope to earn $1500 a month after expenses. $2600 before expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2019 ADDRESS: 114 Summit Dr, Rocky Mount VA 24151 RENTAL PROPERTY APARTMENT BUILDING POSITION: Owner NATURE: Eight-unit apartment building in Rocky Mount, VA. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2024 ADDRESS: Rocky Mount VA, United States DESCRIPTION: I have a property manager in place. I collect rent payments only. No job time required
CRS (Client Relationship Summary) - RIA
Click below to view Charles David Mitchell JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
March 2, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 45 Powder Creek Ln, Rocky Mount, VA 24151RIA
CRD#: 283390
ROCKY MOUNT, VA
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2929 Keagy Rd, Salem, VA 24153Office #2: 145 N Main St, Hillsville, VA 24343Office #3: 37 Village Springs Dr, Hardy, VA 24101Office #4: 1100 E Stuart Dr, Galax, VA 24333Office #5: 7136 Lewis B Puller Memorial Hwy, Mattaponi, VA 23110Office #6: 1201 E Main St, Radford, VA 24141Office #7: 15 Spradlin Farm Dr, Christiansburg, VA 24073Office #8: 45 Powder Creek Ln, Rocky Mount, VA 24151BD
CRD#: 17499
Salem, VA
Past
January 2, 2018 - March 2, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
December 5, 2007 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
ROCKY MOUNT, VA
Past
December 5, 2007 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
ROCKY MOUNT, VA
Past
June 22, 2007 - September 21, 2007
EDWARD JONES
RIA
CRD#: 250
ROANOKE, VA
Past
May 28, 2007 - September 21, 2007
EDWARD JONES
BD
CRD#: 250
ROANOKE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Arizona(1/6/2023)
RR
California(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Illinois(2/17/2021)
RR
Maryland(2/17/2021)
RR
Michigan(2/17/2021)
RR
New Jersey(2/17/2021)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
Rhode Island(2/17/2021)
RR
South Carolina(2/17/2021)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
RR
Virginia(2/17/2021)
IAR
Virginia(3/2/2021)
RR
Washington(2/17/2021)
RR
West Virginia(2/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
