AB
Albert A. Bunner
VOYA FINANCIAL ADVISORS
Tallahassee, FL 32308
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CRD#: 5317773
AB
Professional summary
Albert Austin Bunner, who also goes by Albert Bunner, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Tallahassee, Florida.
Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Albert has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Albert Bunner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3116 CAPITAL CIR NE STE 6; TALLAHASSEE; FL; 32308; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 11/2/2012; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|NAME OF ENTITY:Poppell Financial Group LLC; No; 3116 CAPITAL CIRCLE NE SUITE 6; TALLAHASSEE; FL; 32308; enrollment and servicing of State of Florida 457 plan; financial adviser; 2/1/2011; 160; 160; visit state offices, facilitate meetings, enroll and advise state employees and service existing accounts|
CRS (Client Relationship Summary) - RIA
Click below to view Albert Austin Bunner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Albert Austin Bunner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 3116 Capital Circle Ne Suite 6, Tallahassee, FL 32308RIA
BD
CRD#: 2882
Tallahassee, FL
Current
January 24, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 3116 Capital Circle Ne Suite 6, Tallahassee, FL 32308RIA
BD
CRD#: 2882
Tallahassee, FL
Past
February 12, 2009 - May 6, 2010
WADDELL & REED
RIA
CRD#: 866
TALLAHASSEE, FL
Past
February 5, 2009 - May 6, 2010
WADDELL & REED
BD
CRD#: 866
TALLAHASSEE, FL
Past
June 12, 2007 - January 8, 2009
EDWARD JONES
RIA
CRD#: 250
TALLAHASSEE, FL
Past
May 23, 2007 - January 8, 2009
EDWARD JONES
BD
CRD#: 250
TALLAHASSEE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/28/2023)
RR
Florida(2/7/2011)
IAR
Florida(3/18/2011)
RR
Georgia(2/3/2011)
RR
South Carolina(4/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Tallahassee, FL 32308TRUST BUT VERIFY
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