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AJ

Alan Johnson

CRD# 5317600·Registered 2007 - 2016
Previously Registered: Being a previously registered professional could mean that Alan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alan Johnson, who also goes by Alan David Johnson, was a registered financial advisor. Alan was a previously registered financial professional and started their career in finance 2007 - 2016. Alan had worked at 3 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alan David Johnson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

JOHNSON HARPER LLC·CRD# 150797
RIA
Morristown, NJ
July 29, 2009 - June 1, 2016
OSAIC FS, INC.·CRD# 3870
RIA
Paramus, NJ
April 16, 2009 - May 11, 2009
OSAIC FS, INC.·CRD# 3870
BD
Paramus, NJ
January 23, 2009 - May 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Florham Park, NJ
August 14, 2007 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Florham Park, NJ
July 17, 2007 - December 22, 2008

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Current Firm

JH
JOHNSON HARPER LLC

JOHNSON HARPER LLC

CRD#: 150797

Contact Information

Main Address

89 Headquarters Plaza North, Suite 1437, Morristown, NJ 07960

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2007About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jul 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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