Christine C. Mahota
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Catherine Mahota, who also goes by Christina Catherine Mahota, Tina Mahota, Tina Riegel, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2007. Christine had worked at 4 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE, Series 7, Series 27, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2020 - December 20, 2021
CREATIVEONE WEALTH, LLC
July 31, 2009 - December 14, 2021
SORRENTO PACIFIC FINANCIAL, LLC
April 25, 2007 - June 11, 2021
PARTNERVEST ADVISORY SERVICES LLC
April 11, 2007 - July 31, 2009
PARTNERVEST SECURITIES, INC.
Primary Firm SEC Registration
CREATIVEONE WEALTH, LLC
CRD#: 281213 / SEC#: 801-106677
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/5/2024
General Securities Representative ExaminationSeries 99TO
Date: 2/5/2024
Operations Professional ExaminationCurrent Firm
CREATIVEONE WEALTH, LLC
CRD#: 281213 / SEC#: 801-106677
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
