Howard L. Hiemstra

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CRD#: 5317431

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Howard L Hiemstra, who also goes by Howard Leonard Hiemstra, was a registered financial professional .

Howard is a previously registered financial professional and started their career in finance in 2007. Howard had worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Howard Leonard Hiemstra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 16, 2018 - September 29, 2020

INTERACTIVE FINANCIAL ADVISORS

RIA

CRD#: 125117

SCHAUMBURG, IL

Past

February 7, 2018 - March 1, 2021

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

DOWNERS GROVE, IL

Past

June 20, 2014 - September 25, 2017

LPL FINANCIAL LLC

CRD#: 6413

DODGE CITY, KS

Past

May 13, 2013 - September 25, 2017

HERITAGE FINANCIAL SOLUTIONS, LLC

RIA

CRD#: 131008

DODGE CITY, KS

Past

September 24, 2007 - June 24, 2014

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

DODGE CITY, KS

Past

September 6, 2007 - June 24, 2014

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

DODGE CITY, KS

Past

May 17, 2007 - December 13, 2007

HERITAGE FINANCIAL SOLUTIONS, LLC

RIA

CRD#: 131008

DODGE CITY, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERACTIVE FINANCIAL ADVISORS

INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.

CRD#: 125117 / SEC#: 801-63771

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Arizona

Registered Investment Advisory firm - (1/4/2005 Terminated)

California

Registered Investment Advisory firm - (1/4/2005 Terminated)

Colorado

Registered Investment Advisory firm - (2/3/2005 Terminated)

Florida

Registered Investment Advisory firm - (1/4/2005 Terminated)

Georgia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Illinois

Registered Investment Advisory firm - (1/4/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (1/4/2005 Terminated)

Tennessee

Registered Investment Advisory firm - (2/3/2005 Terminated)

Texas

Registered Investment Advisory firm - (1/4/2005 Terminated)

Virginia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/5/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/1/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/16/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/23/2024

General Securities Representative Examination

General Industry/Product Exam

Series 52TO

Date: 3/23/2024

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/23/2024

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/23/2024

Municipal Securities Principal Examination

Current Firm

INTERACTIVE FINANCIAL ADVISORS

INTERACTIVE FINANCIAL ADVISORS | JOANNE M. WOITESHEK/INTERACTIVE FINANCIAL ADVISORS | INTERACTIVE FINANCIAL ADVISORS, INC.

CRD#: 125117 / SEC#: 801-63771

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Arizona

Registered Investment Advisory firm - (1/4/2005 Terminated)

California

Registered Investment Advisory firm - (1/4/2005 Terminated)

Colorado

Registered Investment Advisory firm - (2/3/2005 Terminated)

Florida

Registered Investment Advisory firm - (1/4/2005 Terminated)

Georgia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Illinois

Registered Investment Advisory firm - (1/4/2005 Terminated)

North Carolina

Registered Investment Advisory firm - (1/4/2005 Terminated)

Tennessee

Registered Investment Advisory firm - (2/3/2005 Terminated)

Texas

Registered Investment Advisory firm - (1/4/2005 Terminated)

Virginia

Registered Investment Advisory firm - (1/4/2005 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/5/2005 Terminated)

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Contact information

Main Address

100 Batson Ct. Suite 104, New Lenox, IL 60451

Mailing Address

Phone number

(630) 472-1300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTERACTIVE FINANCIAL ADVISORS, INC. ADV BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,858
AUM (Assets Under Management)	$ 337,782,613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Howard L. Hiemstra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROOKLIGHT PLACE SECURITIES, INC.

LPL FINANCIAL LLC

HERITAGE FINANCIAL SOLUTIONS, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

HERITAGE FINANCIAL SOLUTIONS, LLC

Primary Firm SEC Registration

INTERACTIVE FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/1/2007

Series 65

Date: 5/16/2007

Series 7TO

Date: 3/23/2024

Series 52TO

Date: 3/23/2024

SIE

Date: 10/1/2018

Series 7

Date: 9/21/2007

Series 24

Date: 3/23/2024

Series 53

Date: 3/23/2024

Current Firm

INTERACTIVE FINANCIAL ADVISORS

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTERACTIVE FINANCIAL ADVISORS

TRUST BUT VERIFY

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