Anne R. Petty

DOYENNE WEALTH ADVISORS

Chicago, IL 60606

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CRD#: 5317111

Professional summary

Anne Roesner Petty, who also goes by Anne Kathryn Roesner, is a registered financial advisor currently at DOYENNE WEALTH ADVISORS located in Chicago, Illinois.

Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Anne has worked at 4 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anne Kathryn Roesner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Roesner Petty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2022 - Present

DOYENNE WEALTH ADVISORS

Office #1: 227 W Monroe Street Suite 4650, Chicago, IL 60606

RIA

CRD#: 315995

Chicago, IL

Past

November 10, 2015 - January 13, 2022

BROWNSON, REHMUS & FOXWORTH, INC.

RIA

CRD#: 110608

CHICAGO, IL

Past

January 4, 2013 - November 4, 2015

FINANCIAL SOLUTIONS ADVISORY GROUP

RIA

CRD#: 125218

CHICAGO, IL

Past

January 18, 2012 - March 28, 2013

A. ROBERT TAYLOR FINANCIAL ADVISORY SERVICES, LTD.

RIA

CRD#: 123182

WILMETTE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOYENNE WEALTH ADVISORS

DOYENNE WEALTH ADVISORS | DOYENNE WEALTH ADVISORS, LLC | DOYENNE WEALTH ADVISORS LLC

CRD#: 315995 / SEC#: 801-122292

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/9/2022)

IAR

Texas
(2/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

DOYENNE WEALTH ADVISORS

DOYENNE WEALTH ADVISORS | DOYENNE WEALTH ADVISORS, LLC | DOYENNE WEALTH ADVISORS LLC

CRD#: 315995 / SEC#: 801-122292

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

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Contact information

Main Address

227 W Monroe Street Suite 4650, Chicago, IL 60606

Mailing Address

Phone number

(312) 374-0844

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOYENNE WEALTH ADVISORS (3/28/2025)

Regulatory assets under management

Total Number of Accounts	748
AUM (Assets Under Management)	$ 1,811,553,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anne R. Petty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Roesner Petty's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOYENNE WEALTH ADVISORS

BROWNSON, REHMUS & FOXWORTH, INC.

FINANCIAL SOLUTIONS ADVISORY GROUP

A. ROBERT TAYLOR FINANCIAL ADVISORY SERVICES, LTD.

Primary Firm SEC Registration

DOYENNE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

DOYENNE WEALTH ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOYENNE WEALTH ADVISORS

TRUST BUT VERIFY

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