Robert L. Delucas
AFTON ADVISORS
Brentwood, TN
Some features on this profile are disabled
CRD#: 5316809
Professional summary
Robert L Delucas, CFP®, who also goes by Rob Delucas, Robert Lawrence Delucas, is a registered financial advisor currently at AFTON ADVISORS, LLC located in Brentwood, Tennessee.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Robert has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
An analytical thinker, I bring an innate passion for sound decision-making to my clients, especially in regards to their financial planning needs. I chose a career in financial planning because I enjoy providing individuals and families with the tools, knowledge and insight they need to look ahead to their future with confidence.
Born and raised in Birmingham, Alabama, I moved to Nashville in 1999 and attended Vanderbilt University, where I obtained a bachelor’s degree in engineering. A few years after that, I decided to go back to school and earn a master’s degree at Belmont University, later transitioning to a career in financial planning.
Before establishing Afton Advisors, I served as a financial representative at Peachtree Planning for more than a decade. As a Retirement Income Certified Professional® (RICP®), I’ve received extensive training on how to effectively manage the transition from asset accumulation to asset decumulation during one's retirement years.
My wife, Erin, and I got married in 2010 and have two children, Ryan and Madelyn. The only three places you'll find me are chasing them around a park or our house, working with clients, or on a tennis court.
Question & Answer
What are your service offerings?
Education Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Estate Planning
Tax Planning
Retirement Planning
Investment Planning
Insurance Planning
Do you have an area of expertise or specialization?
Baby Boomers
College/Education Planning
Fixed Fee (Subscription, Retai...
Generation X
Retirement Planning & Distribu...
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Rob Delucas | Robert Lawrence Delucas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Robert L Delucas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
May 16, 2019 - Present
AFTON ADVISORS, LLC
RIA
CRD#: 300884
Brentwood, TN
Past
November 9, 2007 - May 31, 2019
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BRENTWOOD, TN
Past
November 6, 2007 - May 31, 2019
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BRENTWOOD, TN
Past
October 31, 2007 - November 2, 2007
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
NASHVILLE, TN
Past
June 7, 2007 - November 2, 2007
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NASHVILLE, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(9/11/2023)
IAR
Michigan(2/9/2024)
IAR
Tennessee(5/16/2019)
IAR
Texas(8/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AFTON ADVISORS, LLC
AFTON ADVISORS, LLC
CRD#: 300884 / SEC#:
Georgia
Registered Investment Advisory firm - (9/11/2023 Approved)Michigan
Registered Investment Advisory firm - (2/9/2024 Approved)Tennessee
Registered Investment Advisory firm - (5/15/2019 Approved)Texas
Registered Investment Advisory firm - (8/3/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Brentwood, TN
Mailing Address
Phone number
(615) 482-1599
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 154 |
| AUM (Assets Under Management) | $ 58,139,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
