NK
Nathaniel W. Kibbe
DIMENSIONAL FUND ADVISORS LP
Austin, TX 78746
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CRD#: 5316720
NK
Professional summary
Nathaniel William Kibbe, who also goes by Nate Kibbe, is a registered financial advisor currently at DIMENSIONAL FUND ADVISORS LP located in Austin, Texas and DFA SECURITIES LLC located in Austin, Texas.
Nathaniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Nathaniel has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nate Kibbe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Carrabassett Valley Academy;Investment Related-Yes;3197 Carrabassett Dr., Carrabassett Valley, ME 04947;Educational Establishment;Committee member;Committee member on Finance, Audit and Investment Committee;03/01/2019; 1; 0;The Finance, Audit and Investment Committee shall monitor the financial affairs of the Corporation, and in concert with the Head of School, shall make recommendations to the Board of Trustees with regard to operating and capital budgets, including salary policy, tuition policy, financial aid, insurance programs and all other business matters. The Finance, Audit and Investment Committee shall monitor the employee benefit program of the Corporation, the investment of the Corporation's funds and the preservation and maintenance of the Corporation's physical plant. The Finance, Audit and Investment Committee shall, subject to Board approval, employ independent managers to administer the Corporation's investable and endowment funds. The Committee shall monitor the managers' performance and ensure compliance with the Corporation's Statement of Investment Objectives and Policies. The Committee shall oversee the fiduciary responsibilities of the Corporation's employee retirement fund and shall, subject to Board approval, assign those responsibilities to employees, Trustees or third-party contracted entities. The Committee shall also monitor and document compliance with such fiduciary responsibilities.
CRS (Client Relationship Summary) - RIA
Click below to view Nathaniel William Kibbe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2024 - Present
DIMENSIONAL FUND ADVISORS LP
Office #1: 6300 Bee Cave Road Building One, Austin, TX 78746RIA
CRD#: 106482
Austin, TX
Current
November 21, 2024 - Present
DFA SECURITIES LLC
Office #1: Palisades West, Building One 6300 Bee Cave Road, Austin, TX 78746BD
CRD#: 10292
Austin, TX
Past
June 7, 2016 - October 31, 2024
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
STAMFORD, CT
Past
May 12, 2016 - October 31, 2024
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
STAMFORD, CT
Past
May 7, 2007 - April 29, 2015
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DF
DIMENSIONAL FUND ADVISORS LP
DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.
CRD#: 106482 / SEC#: 801-16283
RIA
Registered Investment Advisory firm - (8/26/1981 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/25/2024)
RR
Arizona(11/21/2024)
RR
Arkansas(11/21/2024)
RR
California(11/21/2024)
RR
Colorado(11/21/2024)
RR
Connecticut(11/21/2024)
RR
Delaware(11/21/2024)
RR
District of Columbia(11/21/2024)
RR
Florida(11/21/2024)
RR
Georgia(11/21/2024)
RR
Idaho(11/21/2024)
RR
Illinois(11/21/2024)
RR
Indiana(11/21/2024)
RR
Iowa(11/21/2024)
RR
Kansas(11/21/2024)
RR
Kentucky(11/21/2024)
RR
Louisiana(11/21/2024)
RR
Maine(11/21/2024)
RR
Maryland(11/21/2024)
RR
Massachusetts(11/21/2024)
RR
Michigan(11/21/2024)
RR
Minnesota(11/21/2024)
RR
Mississippi(11/21/2024)
RR
Missouri(11/21/2024)
RR
Montana(11/21/2024)
RR
Nebraska(11/21/2024)
RR
Nevada(11/21/2024)
RR
New Hampshire(11/21/2024)
RR
New Jersey(11/21/2024)
RR
New Mexico(11/21/2024)
RR
New York(11/21/2024)
RR
North Carolina(11/21/2024)
RR
North Dakota(11/21/2024)
RR
Ohio(11/21/2024)
RR
Oklahoma(11/21/2024)
RR
Oregon(11/21/2024)
RR
Pennsylvania(11/21/2024)
RR
Rhode Island(11/21/2024)
RR
South Carolina(11/21/2024)
RR
South Dakota(11/21/2024)
RR
Tennessee(11/22/2024)
RR
Texas(11/21/2024)
IAR
Texas(11/21/2024)
RR
Utah(11/21/2024)
RR
Vermont(11/21/2024)
RR
Virgin Islands(11/21/2024)
RR
Virginia(11/21/2024)
RR
Washington(11/21/2024)
RR
West Virginia(11/21/2024)
RR
Wisconsin(11/21/2024)
RR
Wyoming(11/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DF
DIMENSIONAL FUND ADVISORS LP
DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.
CRD#: 106482 / SEC#: 801-16283
RIA
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Contact information
Main Address
6300 Bee Cave Road Building One, Austin, TX 78746
Mailing Address
Phone number
(512) 306-7400
Established
Firm type
Fiscal year end
# of Employees
1,135
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482Austin, TX 78746TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
