Emmanuel I. Henson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emmanuel I Henson, CFP®, who also goes by Manny Henson, was a registered financial professional .
Emmanuel is a previously registered financial professional and started their career in finance in 2007. Emmanuel had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Core Areas of Focus
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
January 31, 2023 - December 31, 2025
GAMMA WEALTH MANAGEMENT
November 18, 2021 - December 21, 2022
ORIGIN INVESTMENT ADVISORY LLC
July 15, 2020 - December 31, 2022
GAMMA WEALTH MANAGEMENT
May 3, 2018 - February 24, 2020
NATIONWIDE INVESTMENT ADVISORS, LLC
May 3, 2018 - February 24, 2020
NATIONWIDE INVESTMENT SERVICES CORPORATION
January 24, 2017 - December 21, 2017
SCOTTRADE INVESTMENT MANAGEMENT
November 24, 2015 - December 21, 2017
SCOTTRADE, INC.
February 7, 2013 - July 14, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 4, 2013 - July 14, 2015
TD AMERITRADE, INC.
January 17, 2013 - July 14, 2015
TD AMERITRADE, INC.
April 19, 2007 - January 25, 2013
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GAMMA WEALTH MANAGEMENT
CRD#: 309326 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 4,001,062 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
