Lisa B. St. Claire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Burke St. Claire, who also goes by Lisa Margaret Burke, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 2008. Lisa had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2015 - December 31, 2016
ARENA FINANCIAL LLC
March 19, 2014 - April 6, 2015
NORTH BERKELEY WEALTH MANAGEMENT, LLC
February 7, 2008 - January 29, 2013
THE HUMPHREYS GROUP
State Registrations and Notice Filings
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Exams
Current Firm
ARENA FINANCIAL LLC
CRD#: 175178 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
