Bradley Livingston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Livingston, who also goes by Brad Jon Livingston, Bradley J Livingston, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2007. Bradley had worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2023 - June 11, 2026
GALLAGHER SECURITIES, INC
June 7, 2021 - October 28, 2022
APOLLO GLOBAL SECURITIES, LLC
July 18, 2019 - June 8, 2021
GALLAGHER SECURITIES, INC
October 14, 2013 - November 8, 2017
GALLAGHER SECURITIES, INC
September 5, 2008 - January 4, 2013
MMC SECURITIES LLC
May 16, 2007 - August 23, 2007
CFD INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GALLAGHER SECURITIES, INC
CRD#: 116605 / SEC#: , 8-53563
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
