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Gary J. Sipos
ADVISOR SHARE WEALTH MANAGEMENT
San Rafael, CA 94903
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CRD#: 5316101
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Professional summary
Gary James Sipos is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in San Rafael, California.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Gary has worked at 7 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. COLLEGE CASH SOLUTIONS, GARY SIPOS; INVESTMENT RELATED; 4040 CIVIC CENTER DRIVE, #200, SAN RAFAEL, CA 94903; COLLEGE FINANCIAL PLANNING AND COUNSELING; FOUNDER AND 100% OWNER; STARTED 06/2009; 10 HRS/WEEK (ALL DURING TRADING HOURS); JOB DUTIES CONSIST OF HELPING FAMILIES REDUCE THEIR COLLEGE COSTS, COLLEGE FINANCIAL AID FORMS, ADVISE ON SAT/ACT TESTING, WRITE FINANCIAL AID APPEAL LETTERS, OTHER COLLEGE AID TASKS. 2. GARY SIPOS INSURANCE SERVICES; INVESTMENT RELATED; 4040 CIVIC CENTER DRIVE, #200, SAN RAFAEL, CA 94903; INSURANCE AND FIXED ANNUITY SALES; FOUNDER AND SOLE PROPRIETOR; START DATE OF 10/2009; 10 HRS/WEEK (ALL DURING TRADING HOURS); JOB DUTIES CONSIST OF INSURANCE AND FIXED ANNUITY SALES; 3. DBA SIPOS FINANCIAL; INVESTMENT RELATED; 4040 CIVIC CENTER DRIVE, #200, SAN RAFAEL, CA 94903; GARY SIPOS; FINANCIAL ADVISORY DBA; 100% OWNER; START DATE OF 1/2014; 40 HRS/WEEK DURING TRADING HOURS; JOB DUTIES CONSIST OF FINANCIAL PLANNING AND INVESTMENT MANAGEMENT. 4. Rental property
CRS (Client Relationship Summary) - RIA
Click below to view Gary James Sipos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2024 - Present
ADVISOR SHARE WEALTH MANAGEMENT, LLC
Office #1: 404 Civic Center Drive Suite 200, San Rafael, CA 94903RIA
CRD#: 307997
San Rafael, CA
Past
November 23, 2015 - September 16, 2024
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
San Rafael, CA
Past
August 27, 2014 - November 16, 2015
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
SAN RAFAEL, CA
Past
June 24, 2014 - June 27, 2014
SPC
RIA
CRD#: 110692
SAN FRANCISCO, CA
Past
March 11, 2014 - June 20, 2014
MCM WEALTH
RIA
CRD#: 136075
SAN RAFAEL, CA
Past
June 6, 2013 - July 1, 2013
CYPRESS PARTNERS, LLC
RIA
CRD#: 148070
BELVEDERE, CA
Past
January 31, 2008 - May 20, 2013
HIGHWAY FINANCIAL NETWORKS
RIA
CRD#: 119524
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/16/2024)
Current Firm
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684
Mailing Address
Phone number
(866) 232-3251
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,429 |
| AUM (Assets Under Management) | $ 185,181,144 |
Red Flags
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Company Information
ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997San Rafael, CA 94903TRUST BUT VERIFY
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