Kirk B. Oldford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk Bruce Oldford was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 2008. Kirk had worked at 1 firm and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2008 - August 10, 2009
BENGAL CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENGAL CAPITAL, LLC
CRD#: 141585 / SEC#: , 8-67398
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CORE OPTIONS TRADING, LLC | MEMBER | |
| TOLIA, SANJAY | MEMBER OF BENGAL CAPITAL AND MEMBER MANAGER OF DOJO CAPITAL LLC | |
| TOLIA, VINAY | MEMBER OF BENGAL CAPITAL AND MEMBER/MANAGER OF DOJO CAPITAL, LLC | |
| DOJO CAPITAL, LLC | MANAGER | |
| KIRIT TOLIA REVOCABLE TRUST | MEMBER | |
| KLEIN, STEVEN | MANAGER OF CORE OPTIONS TRADING, LLC | |
| MILLER, DAVID | MANAGER OF CORE OPTIONS TRADING, LLC | |
| SLOAN, JACQUELINE LEE | FINOP | 2717305 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
