Mark A. Lasseigne

FINANCIAL CORNERSTONES

THE WOODLANDS, TX 77380

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CRD#: 5316062

Professional summary

Mark Albert Lasseigne, CFP®, who also goes by Mark A Lasseigna, Mark A Lasseigne, is a registered financial advisor currently at FINANCIAL CORNERSTONES, LLC located in The Woodlands, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mark has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark A Lasseigna | Mark A Lasseigne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Albert Lasseigne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

October 4, 2019 - Present

FINANCIAL CORNERSTONES, LLC

Office #1: 9400 Grogans Mill Rd. Suite 225, The Woodlands, TX 77380

RIA

CRD#: 305120

THE WOODLANDS, TX

Past

September 27, 2010 - October 2, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

THE WOODLANDS, TX

Past

September 3, 2010 - October 2, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

THE WOODLANDS, TX

Past

June 1, 2009 - September 28, 2010

MORGAN STANLEY

CRD#: 149777

LAFAYETTE, LA

Past

June 5, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LAFAYETTE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(10/4/2019)

IAR

Texas
(10/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/4/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/30/2017

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/30/2017

General Securities Sales Supervisor - Options Module Examination

Current Firm

FINANCIAL CORNERSTONES, LLC

CORNERSTONE INVESTMENT MANAGEMENT, LLC | FINANCIAL CORNERSTONES, LLC

CRD#: 305120 / SEC#: 801-117435

RIA

Registered Investment Advisory firm - (4/29/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (4/27/2020 Approved)

Texas

Registered Investment Advisory firm - (4/21/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9400 Grogans Mill Rd. Suite 225, The Woodlands, TX 77380

Mailing Address

Phone number

(832) 400-2400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	161
AUM (Assets Under Management)	$ 72,481,192

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Lasseigne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Albert Lasseigne's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2007

SIE

Date: 10/1/2018

Series 7

Date: 6/4/2007

Series 10

Date: 3/30/2017

Series 9

Date: 3/30/2017

Current Firm

FINANCIAL CORNERSTONES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL CORNERSTONES, LLC

TRUST BUT VERIFY

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