BD
Brett L. Douglas
DOUGLAS CAPITAL MANAGEMENT
East Peoria, IL
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CRD#: 5316022
BD
Professional summary
Brett L. Douglas is a registered financial advisor currently at DOUGLAS CAPITAL MANAGEMENT, LLC located in East Peoria, Illinois.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brett has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brett L. Douglas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 19, 2007 - Present
DOUGLAS CAPITAL MANAGEMENT, LLC
RIA
CRD#: 143585
East Peoria, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/9/2007)
IAR
Illinois(6/19/2007)
Current Firm
DC
DOUGLAS CAPITAL MANAGEMENT, LLC
DOUGLAS CAPITAL MANAGEMENT, LLC
CRD#: 143585 / SEC#:
California
Registered Investment Advisory firm - (7/9/2007 Approved)Illinois
Registered Investment Advisory firm - (6/19/2007 Approved)Texas
Registered Investment Advisory firm - (11/24/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
East Peoria, IL
Mailing Address
Phone number
(309) 531-9355
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 123 |
| AUM (Assets Under Management) | $ 54,235,686 |
Red Flags
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