Manu K. Warrier

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CRD#: 5316019

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Manu Krishnakumar Warrier, who also goes by Manu Krishnakumar, was a registered financial professional .

Manu is a previously registered financial professional and started their career in finance in 2007. Manu had worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Manu Krishnakumar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 4, 2022 - July 12, 2023

IDX MARKETS, LLC

CRD#: 171357

NEW YORK, NY

Past

October 14, 2020 - August 30, 2022

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 4, 2017 - June 14, 2019

BROKERTEC AMERICAS LLC

CRD#: 47477

NEW YORK, NY

Past

December 11, 2014 - January 4, 2017

ICAP SECURITIES USA LLC

CRD#: 19739

JERSEY CITY, NJ

Past

November 6, 2013 - September 15, 2014

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

August 10, 2012 - November 8, 2013

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

JERSEY CITY, NJ

Past

February 23, 2011 - August 8, 2012

FIRST BROKERS SECURITIES LLC

CRD#: 27369

JERSEY CITY, NJ

Past

November 16, 2009 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

NEW YORK, NY

Past

March 17, 2008 - July 10, 2009

VECTORGLOBAL WMG

CRD#: 32396

MIAMI, FL

Past

July 2, 2007 - November 29, 2007

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/10/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/3/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/29/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/17/2007

General Securities Principal Examination

Current Firm

IDX MARKETS, LLC

CRD#: 171357 / SEC#: , 8-69459

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

47 Great Jones St. 2nd Floor, New York, NY 10012

Mailing Address

47 Great Jones St. 2nd Floor, New York, NY 10012

Phone number

(917) 819-0702

Established

Delaware since 01/10/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
IDX II, LLC	OWNER
CAMPBELL, ROBERT	FINANCIAL AND OPERATIONS PRINCIPAL	1349154
FAVARO, VINCENT WILLIAM	CHIEF COMPLIANCE OFFICER	4163532
YAMAGUCHI, KEIGO	PRESIDENT	4007639

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Manu K. Warrier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

BROKERTEC AMERICAS LLC

ICAP SECURITIES USA LLC

GFI SECURITIES LLC

TP ICAP GLOBAL MARKETS AMERICAS LLC

FIRST BROKERS SECURITIES LLC

JESUP & LAMONT SECURITIES CORP

VECTORGLOBAL WMG

BANC OF AMERICA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/10/2007

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 8/3/2007

Series 7

Date: 6/29/2007

Series 24

Date: 8/17/2007

Current Firm

IDX MARKETS, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

IDX MARKETS, LLC

TRUST BUT VERIFY

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