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Phillip A. Greene

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CRD#: 5315906
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Phillip Arden Greene III, who also goes by Phillip Arden Greene, was a registered financial professional .

Phillip is a previously registered financial professional and started their career in finance in 2007. Phillip had worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Phillip Arden Greene

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 6, 2023 - December 31, 2025

LEGACY WEALTH PLANNING LLC

RIA
CRD#: 297143
CLIFTON, VA
Past

February 8, 2022 - December 31, 2022

LEGACY WEALTH PLANNING LLC

RIA
CRD#: 297143
CLIFTON, VA
Past

July 26, 2018 - December 31, 2021

LEGACY WEALTH PLANNING LLC

RIA
CRD#: 297143
CLIFTON, VA
Past

July 29, 2015 - May 12, 2017

WEST FINANCIAL SERVICES, INC.

RIA
CRD#: 137497
MCLEAN, VA
Past

October 10, 2014 - April 17, 2015

WEALTHQUEST FINANCIAL SERVICES, LLC

RIA
CRD#: 116749
NORFOLK, VA
Past

December 16, 2009 - September 23, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
VIENNA, VA
Past

December 9, 2009 - September 23, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
VIENNA, VA
Past

September 25, 2008 - July 30, 2009

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

RIA
CRD#: 319
WASHINGTON, DC
Past

September 25, 2008 - July 30, 2009

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

BD
CRD#: 319
WASHINGTON, DC
Past

September 2, 2008 - September 22, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
VIENNA, VA
Past

September 2, 2008 - September 22, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
VIENNA, VA
Past

September 18, 2007 - August 7, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
VIENNA, VA
Past

July 20, 2007 - August 7, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
VIENNA, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/17/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/2007
General Securities Representative Examination

Current Firm

LW
LEGACY WEALTH PLANNING LLC
GREENE III, PHILLIP ARDEN | LEGACY WEALTH PLANNING LLC | LEGACY WEALTH LLC

CRD#: 297143 / SEC#:

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Contact information

Main Address
Clifton, VA
Mailing Address
Phone number
(571) 296-1450
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts25
AUM (Assets Under Management)$ 5,182,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGACY WEALTH PLANNING LLC

CRD#: 297143

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