Phillip A. Greene

LEGACY WEALTH PLANNING LLC

Clifton, VA

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CRD#: 5315906

Professional summary

Phillip Arden Greene III, who also goes by Phillip Arden Greene, is a registered financial advisor currently at LEGACY WEALTH PLANNING LLC located in Clifton, Virginia.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Phillip has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phillip Arden Greene

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AMAZON FLEX; DRIVER; DELIVER AMAZON PACKAGES; NON-INVESTMENT RELATED; 6444 SPRINGHOUSE CIR, CLIFTON, VA, 20124; START DATE WITH BUSINESS: 11/16/2018; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 40; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 20; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 5

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Arden Greene III's CRS (Customer Relationship Summary).

CRD#: 319

WASHINGTON, DC

Past

September 2, 2008 - September 22, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

VIENNA, VA

Past

September 2, 2008 - September 22, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

VIENNA, VA

Past

September 18, 2007 - August 7, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

VIENNA, VA

Past

July 20, 2007 - August 7, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

VIENNA, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(10/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/2007

General Securities Representative Examination

Current Firm

LEGACY WEALTH PLANNING LLC

GREENE III, PHILLIP ARDEN | LEGACY WEALTH PLANNING LLC | LEGACY WEALTH LLC

CRD#: 297143 / SEC#:

Virginia

Registered Investment Advisory firm - (10/6/2023 Approved)

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Contact information

Main Address

Clifton, VA

Mailing Address

Phone number

(571) 296-1450

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 5,182,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Phillip A. Greene

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Arden Greene III's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY WEALTH PLANNING LLC

LEGACY WEALTH PLANNING LLC

WEST FINANCIAL SERVICES, INC.

WEALTHQUEST FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2007

Series 7

Date: 7/19/2007

Current Firm

LEGACY WEALTH PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY WEALTH PLANNING LLC

TRUST BUT VERIFY

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