Benny Chen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benny Chen was a registered financial professional .
Benny is a previously registered financial professional and started their career in finance in 2007. Benny had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2011 - May 31, 2018
VIRTU FINANCIAL CAPITAL MARKETS LLC
December 12, 2011 - December 14, 2011
VIRTU FINANCIAL CAPITAL MARKETS LLC
February 12, 2010 - December 15, 2011
COHEN CAPITAL GROUP, LLC
October 31, 2007 - April 1, 2009
BEAR WAGNER SPECIALISTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTU FINANCIAL CAPITAL MARKETS LLC
CRD#: 45986 / SEC#: , 8-51262
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
