Douglas D. Mentzer

THE MENTZER GROUP

Knoxville, TN 37919

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CRD#: 5315715

Professional summary

Douglas Drew Mentzer is a registered financial advisor currently at THE MENTZER GROUP, LLC located in Knoxville, Tennessee.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Douglas has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

20 HOURS PER MONTH 18 DURING TRADING HOURS. INDEPENDENT LIFE & HEALTH AGENT WITH OHIO NATIONAL, TRANSAMERICA, BANNER, US FINANCIAL. CNA, FIRST COLONY, CLARISA, PFL LIFE, BERST. Doug is on the Board of Directors or 4M Industrial Oxidation, a publicly traded company. Doug spends roughly four hours per month in meetings that are held after normal business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Drew Mentzer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2008 - Present

THE MENTZER GROUP, LLC

Office #1: 7632 Gleason Drive, Knoxville, TN 37919

RIA

CRD#: 147644

Knoxville, TN

Past

April 13, 2007 - November 11, 2008

BROGAN FINANCIAL

RIA

CRD#: 133623

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(10/31/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2006

Uniform Investment Adviser Law Examination

Current Firm

THE MENTZER GROUP, LLC

105 NAME | THE MENTZER GROUP, LLC

CRD#: 147644 / SEC#:

Tennessee

Registered Investment Advisory firm - (10/31/2008 Approved)

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Contact information

Main Address

7632 Gleason Drive, Knoxville, TN 37919

Mailing Address

Phone number

(865) 240-2940

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	433
AUM (Assets Under Management)	$ 23,269,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas D. Mentzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Drew Mentzer's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE MENTZER GROUP, LLC

BROGAN FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2006

Current Firm

THE MENTZER GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE MENTZER GROUP, LLC

TRUST BUT VERIFY

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