Jeff Wick
Professional Summary
Jeff Wick, who also goes by Jeffrey Michael Wick, Jeffrey Wick, is a registered financial advisor currently at SECURIAN FINANCIAL SERVICES, INC. located in St. Paul, Minnesota. Jeff is registered as a RR (Registered Representative) and started their career in finance in 2007. Jeff has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeff Wick, Jeffrey Michael Wick, Jeffrey Wick
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ASCEND FINANCIAL SERVICES, INC. | SECURIAN FINANCIAL SERVICES, INC. | MIMLIC SALES CORPORATION
Contact Information
Main Address
400 Robert Street North, St Paul, MN 55101-2098Mailing Address
400 Robert Street North, St. Paul, MN 55101-2098Phone Number
(651) 665-1233Established
Minnesota since 03/27/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
Medium# of Employees
1,750FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURIAN FINANCIAL GROUP, INC. | 100% SHAREHOLDER | — |
| AXMACHER, ERICH | MEMBER OF BOARD OF DIRECTORS | 8317469 |
| ENGLE, LAUREL | ASSISTANT SECRETARY, FINOP AND PRINCIPAL OPERATIONS OFFICER | 7026175 |
| FERGUSON, KRISTIN MARY | MEMBER OF BOARD OF DIRECTORS, CHIEF FINANCIAL OFFICER, TREASURER, CHIEF EXECUTIVE OFFICER | 6895121 |
| MONTZ, RENEE DENISE | MEMBER OF BOARD OF DIRECTORS | 6014640 |
| NICHOLSON, CALEB | SECRETARY | 6544893 |
| PARRUCCI, JESSICA | PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 7269516 |
Regulatory Assets Under Management
Total Number of Accounts
76,075AUM (Assets Under Management)
$20,684,796,225Disclosures
Regulatory Event
10Arbitration
3Bond
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/14/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeff Wick's CRS (Customer Relationship Summary).
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