Kari A. Polasek

ADAPTIVE FINANCIAL DESIGN LLC

Minneapolis, MN

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CRD#: 5314940

Professional summary

Kari Anna Polasek, CFP®, who also goes by Kari Anna Carlson, is a registered financial advisor currently at ADAPTIVE FINANCIAL DESIGN LLC located in Minneapolis, Minnesota.

Kari is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kari has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kari Anna Carlson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kari Anna Polasek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 8, 2023 - Present

ADAPTIVE FINANCIAL DESIGN LLC

RIA

CRD#: 326822

Minneapolis, MN

Past

April 6, 2021 - May 24, 2023

ADVISORNET WEALTH PARTNERS

RIA

CRD#: 113074

MINNETONKA, MN

Past

July 17, 2020 - June 8, 2023

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MINNETONKA, MN

Past

March 29, 2017 - June 9, 2020

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

PLYMOUTH, MN

Past

October 4, 2016 - June 9, 2020

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139

PLYMOUTH, MN

Past

September 29, 2016 - June 12, 2020

LPL FINANCIAL LLC

CRD#: 6413

PLYMOUTH, MN

Past

October 20, 2008 - March 4, 2014

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139

PLYMOUTH, MN

Past

October 8, 2008 - March 10, 2014

LPL FINANCIAL LLC

CRD#: 6413

WOODBURY, MN

Past

June 1, 2007 - June 27, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/7/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/18/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/2016

General Securities Representative Examination

Current Firm

ADAPTIVE FINANCIAL DESIGN LLC

CRD#: 326822 / SEC#:

Minnesota

Registered Investment Advisory firm - (9/8/2023 Approved)

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Contact information

Main Address

Minneapolis, MN

Mailing Address

Phone number

(612) 483-9950

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	104
AUM (Assets Under Management)	$ 14,210,959

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kari A. Polasek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kari Anna Polasek's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORNET WEALTH PARTNERS

CETERA WEALTH SERVICES, LLC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

LPL FINANCIAL LLC

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/7/2016

Series 63

Date: 5/18/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/29/2016

Current Firm

ADAPTIVE FINANCIAL DESIGN LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADAPTIVE FINANCIAL DESIGN LLC

TRUST BUT VERIFY

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