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Stephen Michael Lafrance

Stephen M. Lafrance

GREENSBORO, NC
Some features on this profile are disabled
CRD#: 5314894
Stephen Michael Lafrance
Stephen Michael Lafrance

Professional summary

Stephen Michael Lafrance, AIF®, CFP® was a registered financial advisor .

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Stephen had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.FIXED INSURANCE SALES UNDER NAME BLAKELY FINANCIAL, INC., CONDUCTED AT BRANCH, INVESTMENT-RELATED. 2. DAVE RAMSEY FINANCIAL PEACE UNIVERSITY, FACILITATOR, NOT CONDUCTED AT BRANCH, INVESTMENT RELATED. 3.DAVE RAMSEY FINANCIAL PEACE UNIVERSITY; FACILITATOR; INVESTMENT RELATED; NOT CONDUCTED AT BRANCH 4. Owner, LMS Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; Located in High Point, NC 27262; as of 04/29/2026; 1% of time spent during business hours; Conducted at branch; Investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

September 10, 2026 - Present

GREENSBORO, NC
Past

March 20, 2009 - September 8, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
HIGH POINT, NC
Past

March 20, 2009 - September 8, 2026

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
HIGH POINT, NC
Past

May 24, 2007 - April 14, 2009

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
GREENSBORO, NC
Past

May 11, 2007 - April 14, 2009

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
GREENSBORO, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(9/10/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/23/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/10/2007
General Securities Representative Examination

Current firm

No current employment

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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