Curtis Woodard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Woodard, who also goes by Curtis J Woodard Mr, Curtis J Woodard, Curtis Woodard, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 2007. Curtis had worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2025 - January 20, 2026
SOLTIS INVESTMENT ADVISORS, LLC
September 9, 2016 - January 14, 2019
TD AMERITRADE, INC.
September 9, 2016 - January 14, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 9, 2016 - January 14, 2019
TD AMERITRADE, INC.
August 20, 2013 - August 16, 2016
MORGAN STANLEY
August 20, 2013 - August 16, 2016
MORGAN STANLEY
January 1, 2010 - August 6, 2013
STRATEGIC ADVISERS LLC
January 1, 2008 - August 6, 2013
FIDELITY BROKERAGE SERVICES LLC
May 14, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
SOLTIS INVESTMENT ADVISORS, LLC
CRD#: 154690 / SEC#: 801-71833
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOLTIS INVESTMENT ADVISORS, LLC
CRD#: 154690 / SEC#: 801-71833
Contact information
SEC notice filing (41 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,499 |
| AUM (Assets Under Management) | $ 8,352,553,865 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
