Daniel Eric Sexton
CFP®Professional Summary
DANIEL ERIC SEXTON, CFP® is a registered financial advisor currently at RS CRUM INC. located in Newport Beach, California. DANIEL is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. DANIEL has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Dan Sexton is a co-owner of RS Crum and serves as the lead financial advisor for many of the firm’s clients. With RS Crum since 1996, Dan is the most senior member of the RS Crum team and has actively participated in nearly every facet of the business. He currently manages the Trading and Account Administration team and is the firm’s Compliance Officer. Dan is well versed in a variety of financial planning areas and...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
linkedin.com/in/xxxxxx
facebook.com/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
R. S. CRUM, INC. | RS CRUM INC.
Contact Information
Main Address
4 Upper Newport Plaza Drive Suite 201, Newport Beach, CA 92660Phone Number
(949) 428-9696# of Employees
9SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
971AUM (Assets Under Management)
$720,678,466Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
R. S. CRUM, INC. | RS CRUM INC.
State Registrations and Notice Filings
(9/2/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view DANIEL ERIC SEXTON's CRS (Customer Relationship Summary).
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