DANIEL E. SEXTON
RS CRUM | Senior Financial Advisor and Co-Owner of RS Crum
Newport Beach, CA 92660
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CRD#: 5314524
Professional summary
DANIEL ERIC SEXTON, CFP® is a registered financial advisor currently at RS CRUM INC. located in Newport Beach, California.
DANIEL is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. DANIEL has worked at 1 firm .
Biography
Dan Sexton is a co-owner of RS Crum and serves as the lead financial advisor for many of the firm’s clients.
With RS Crum since 1996, Dan is the most senior member of the RS Crum team and has actively participated in nearly every facet of the business. He currently manages the Trading and Account Administration team and is the firm’s Compliance Officer. Dan is well versed in a variety of financial planning areas and works closely with all of our advisors to ensure seamless integration of investment objectives. Dan graduated from California State University, Long Beach with a Bachelor of Science in Business Administration and a Minor in Economics. Dan received his Certified Financial Planning designation in 2009 and is an active member of the Financial Planning Association (FPA).
Dan and his wife, Kristi, are empty nesters with one daughter, Cassie. Dan and Kristi are active supporters of Alley’s Rescue Angels, a Siberian husky rescue, from which they have adopted two huskies, Timber and Xander, and one imposter, Ajax. All to the chagrin of their cat, Rogue.
Question & Answer
What are your service offerings?
Investment Planning
Business Succession Planning
Retirement Income Management
Retirement Planning
Comprehensive Financial Planni...
Estate Planning
What is your minimum asset requirement?
1
How do you get paid?
Fee-only
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view DANIEL ERIC SEXTON's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
September 2, 2011 - Present
RS CRUM INC.
Office #1: 4 Upper Newport Plaza Drive Suite 201, Newport Beach, CA 92660RIA
CRD#: 158621
Newport Beach, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS CRUM INC.
R. S. CRUM, INC. | RS CRUM INC.
CRD#: 158621 / SEC#: 801-72672
RIA
Registered Investment Advisory firm - (7/15/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/2/2011)
Exams
Current Firm
RS CRUM INC.
R. S. CRUM, INC. | RS CRUM INC.
CRD#: 158621 / SEC#: 801-72672
RIA
Registered Investment Advisory firm - (7/15/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4 Upper Newport Plaza Drive Suite 201, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 428-9696
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 952 |
| AUM (Assets Under Management) | $ 616,982,377 |
Red Flags
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Company Information
RS CRUM INC.
Senior Financial Advisor and Co-Owner of RS CrumCRD#: 158621Newport Beach, CA 92660TRUST BUT VERIFY
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Contact information
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