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GN

Ginny Rae Neal

SPRINGTRU
PALM BEACH GARDENS, FL
·CRD# 5314372·16 years registered

Professional Summary

Ginny Rae Neal is a registered financial advisor currently at SPRINGTRU, LLC located in Palm Beach Gardens, Florida. Ginny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ginny has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years registered in the securities industry

Current & Past Employments

Current

SPRINGTRU, LLCCurrent·CRD# 164776
RIA
Palm Beach Gardens, FL
January 7, 2021 - Present

Past

KOVACK SECURITIES INC.Past·CRD# 44848
BD
Palm Beach Gardens, FL
December 21, 2022 - March 11, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Palm Beach Gardens, FL
October 26, 2015 - January 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Palm Beach Gardens, FL
October 26, 2015 - January 2, 2021
BARCLAYS CAPITAL INC.Past·CRD# 19714
RIA
Palm Beach, FL
December 18, 2014 - November 12, 2015
BARCLAYS CAPITAL INC.Past·CRD# 19714
BD
Palm Beach, FL
September 29, 2014 - November 12, 2015
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
Dallas, TX
November 16, 2010 - August 6, 2014

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Current Firm

SL
SPRINGTRU, LLC

INVESTMENT ADVISORY SERVICES NETWORK, LLC | SPRINGTRU, LLC

CRD#: 164776
California
Registered Investment Advisory firm - California (7/30/2025 Approved)
Florida
Registered Investment Advisory firm - Florida (8/3/2012 Approved)
Texas
Registered Investment Advisory firm - Texas (3/31/2022 Conditional Restricted)

Contact Information

Main Address

Palm Beach Gardens, FL

Phone Number

(561) 717-7997

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

111

AUM (Assets Under Management)

$28,858,140

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SPRING TRU, LLC - 113 TRANQUILLA DR., PALM BEACH GARDENS, FL 33418; INVESTMENT RELATED; ADVISORY FIRM; FOUNDER/CEO; 90% OF TIME SPENT. 2) MOVE FORWARD BRAVELY, LLC - 113 TRANQUILLA DR., PALM BEACH GARDENS, FL 33418; INVESTMENT RELATED; EXECUTIVE COACHING FOCUS ON WOMEN & PROFESSIONAL, PERSONAL AND FINANCIAL SUCCESS; FOUNDER/CEO; 10% OF TIME SPENT. 3) CORPORATE & SECURITIES LAWYER - 113 TRANQUILLA DR., PALM BEACH GARDENS, FL 33418; NON-INVESTMENT RELATED; LAWYER; LESS THAN 1% OF TIME SPENT. 4) TRUMONEY, LLC - 113 TRANQUILLA DR., PALM BEACH GARDENS, FL 33418; NON-INVESTMENT RELATED; START DATE JANUARY 1, 2025; PERSONAL, PROFESSIONAL AND FINANCIAL EDUCATION; FOUNDER; 10 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(7/30/2025)
IAR
Florida
(1/7/2021)
IAR
Texas
(4/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2014About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2010About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ginny Rae Neal's CRS (Customer Relationship Summary).

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