David L. Ingraldi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lawrence Ingraldi, who also goes by Ingraldi Lawrence David Lawrence, David Allen Ingraldi, David Ingraldi, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2009. David had worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2021 - December 3, 2024
FIRST AVENUE
September 18, 2018 - March 22, 2021
BA SECURITIES, LLC
December 1, 2014 - December 31, 2016
JEFFERIES LLC
June 29, 2009 - November 26, 2014
SMBC NIKKO SECURITIES AMERICA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST AVENUE
CRD#: 145860 / SEC#: , 8-67758
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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