Robert D. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dale Cook was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 4 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2019 - November 18, 2024
DRAGONFLY CAPITAL PARTNERS, LLC
April 10, 1996 - December 31, 1998
SECURITIES AMERICA, INC.
June 24, 1994 - May 2, 1996
SCOTT & STRINGFELLOW, INC.
March 22, 1988 - June 2, 1993
MLC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/25/2019
Investment Banking Registered Representative ExaminationSeries 8
Date: 8/30/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DRAGONFLY CAPITAL PARTNERS, LLC
CRD#: 125199 / SEC#: , 8-65772
Contact information
FINRA licenses (4 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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