Carrie J. Quraishi

QURAISHI WEALTH MANAGEMENT

JONESBORO, AR 72401

Some features on this profile are disabled

CRD#: 5313613

Professional summary

Carrie Jean Quraishi, who also goes by Carrie Quraishi, Carrie J. Russom, Carrie Jean Russom, is a registered financial advisor currently at QURAISHI WEALTH MANAGEMENT located in Jonesboro, Arkansas.

Carrie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Carrie has worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carrie Quraishi | Carrie J. Russom | Carrie Jean Russom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

QURAISHI LAW FIRM PLLC; NON-INVESTMENT RELATED; 11/2013; JONESBORO, AR; OWNER/LAWYER; 20HRS/MONTH SPENT ON ACTIVITY; 10HRS/MONTH DURING MARKET HOURS. Carrie Jean Quraishi is a lawyer. From time to time, she will offer clients advice or products from this activity. Quraishi Wealth Advisors LLC always acts in the best interest of the client. Clients are in no way required to utilize the services of any representative of Quraishi Wealth Advisors LLC in their capacity as a lawyer. INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; 01/2017; JONESBORO, AR; INSURANCE PRODUCT SALES; 20HRS MONTH INCLUDEING DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Jean Quraishi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2015 - Present

QURAISHI WEALTH MANAGEMENT

Office #1: 2915 Browns Lane, Jonesboro, AR 72401

RIA

CRD#: 280032

JONESBORO, AR

Past

July 25, 2018 - December 26, 2019

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

RIA

CRD#: 144008

ALLEN, TX

Past

April 8, 2015 - April 1, 2016

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

RIA

CRD#: 144008

Frisco, TX

Past

August 11, 2011 - December 6, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

JONESBORO, AR

Past

August 8, 2011 - December 6, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

JONESBORO, AR

Past

December 22, 2010 - August 9, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

JONESBORO, AR

Past

December 22, 2010 - August 9, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

JONESBORO, AR

Past

March 27, 2008 - October 15, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DALLAS, TX

Past

April 23, 2007 - April 18, 2008

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

CORNING, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(4/23/2019)

IAR

Texas
(12/14/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/19/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/22/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/7/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/20/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

QURAISHI WEALTH MANAGEMENT

PEGASUS WEALTH COACHING LLC | QURAISHI WEALTH MANAGEMENT LLC | QURAISHI WEALTH MANAGEMENT | QURAISHI WEALTH ADVISORS LLC

CRD#: 280032 / SEC#:

Arkansas

Registered Investment Advisory firm - (4/23/2019 Approved)

Texas

Registered Investment Advisory firm - (12/14/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2915 Browns Lane, Jonesboro, AR 72401

Mailing Address

Phone number

(870) 275-4304

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	231
AUM (Assets Under Management)	$ 55,426,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Simeon Snow

AUSDAL FINANCIAL PARTNERS, INC.

Paragould, AR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Carrie J. Quraishi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Jean Quraishi's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

FINANCIAL GRAVITY ASSET MANAGEMENT, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/2015

Series 66

Date: 6/19/2009

Series 63

Date: 5/22/2007

Series 7

Date: 2/7/2008

Series 6

Date: 4/20/2007

Current Firm

QURAISHI WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

QURAISHI WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors