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Thomas R. Appleton
LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP
BOSTON, MA 02110-2437
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CRD#: 5313248
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Professional summary
Thomas Russell Appleton, who also goes by Thomas Appleton, is a registered financial advisor currently at LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP located in Boston, Massachusetts.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Thomas has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Appleton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Partners of Loring, Wolcott & Coolidge Fiduciary Advisors, LLP are primarily engaged in the business of managing fiduciary (trust) accounts. In most instances the Partners are named individually to serve as Trustees, subject to the customary fiduciary duties. The Partners serve as Directors of Loring, Wolcott & Coolidge Office, Inc. and as Managers of Loring, Wolcott & Coolidge Trust, LLC, a New Hampshire chartered non-depository trust company. The Trust Company provides custody and administration services for accounts on which the Partners serve as Trustees or Investment Advisors. No effort has been made to allocate time spent on different activities as fiduciary: investment and administrative services are considered inter-related by the Trustees/Partners. Mr. Appleton has been involved with the Colonial Society of Massachusetts, serving as Assistant Treasurer since 2021. The Colonial Society is a non-profit institution supporting publications on colonial Massachusetts located at 87 Mt. Vernon Street, Boston MA 02108. Mr. Appleton assists with the management of the finances and devotes approximately five hours a month to these duties, all of which occur during trading hours. Since 2007, Mr. Appleton has served as the Treasurer of the New England Quarterly, a journal of New England cultural, literary, political, and social history located at UMass Boston, 100 Morrissey Blvd., Boston MA 02125. Mr. Appleton manages the finances of the New England Quarterly and devotes approximately two hours a month to these duties, all of which occur during trading hours. Mr. Appleton serves on the Board and teh Finance Committee of Revolutionary Spaces, an organization formed from the merger of the Old South Meeting House and the Bostonian Society, historic landmarks located at 310 Washington Street, Boston MA 02108. Mr. Appleton has been involved with the Old South Meeting House since 2010, devoting about two hours per month during trading hours. Since 2010, Mr. Appleton has served the Paul Revere Memorial Association, first as Assistant Treasurer and as Treasurer since 2020. The organization maintains the Paul Revere House, an historic landmark located at 19 North Square, Boston MA 02113. Mr. Appleton manages with the finances of the Paul Revere Memorial Association and devotes approximately five hours a month to these duties, all of which occur during trading hours. Since 2017, Mr. Appleton has served as a consultant to the Andover Companies, an insurance company located at 95 Old River Road, Andover, MA 01810.� Mr. Appleton reviews the investments of the company and provides investment recommendations, devoting about two hours per month to these duties, all of which occur during trading hours.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2007 - Present
LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP
Office #1: 230 Congress Street, Boston, MA 02110-2437RIA
CRD#: 107153
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP
LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS | THE SUSTAINABILITY GROUP | LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP
CRD#: 107153 / SEC#: 801-46976
RIA
Registered Investment Advisory firm - (8/1/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/10/2007)
Exams
Current Firm
LW
LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP
LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS | THE SUSTAINABILITY GROUP | LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP
CRD#: 107153 / SEC#: 801-46976
RIA
Registered Investment Advisory firm - (8/1/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
230 Congress Street, Boston, MA 02110-2437
Mailing Address
Phone number
(617) 523-6531
Established
Firm type
Fiscal year end
# of Employees
103
SEC notice filing (28 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,385 |
| AUM (Assets Under Management) | $ 12,913,949,641 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 12/21/2023 | ||
| 11/28/2022 |
Red Flags
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Company Information
LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP
CRD#: 107153Boston, MA 02110-2437TRUST BUT VERIFY
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