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ER

Eugene Ryklin

SMBC NIKKO SECURITIES AMERICA
Jersey City, NJ 07311
CRD#: 5312791
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ER
Eugene RyklinSMBC NIKKO SECURITIES AMERICA

Professional summary


Eugene Ryklin, who also goes by Eugene Misyura, Yevgeny Misyura, Yevheny Misyura, Eugene Ryklin, is a registered financial professional currently at SMBC NIKKO SECURITIES AMERICA, INC. located in Jersey City, New Jersey and SMBC NIKKO SECURITIES CANADA, LTD. located in New York, New York.

Eugene is registered as a RR (Registered Representative) and started their career in finance in 2010. Eugene has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eugene Misyura | Yevgeny Misyura | Yevheny Misyura | Eugene Ryklin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Eugene Ryklin's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 5, 2025 - Present

SMBC NIKKO SECURITIES AMERICA, INC.

Office #1: Harborside Financial Center 2 200 Hudson Street, Suite 402, Jersey City, NJ 07311
BD
CRD#: 28602
Jersey City, NJ
Current

May 14, 2026 - Present

SMBC NIKKO SECURITIES CANADA, LTD.

Office #1: 277 Park Avenue, New York, NY 10172
BD
CRD#: 297706
New York, NY
Past

December 2, 2022 - January 23, 2025

IDB CAPITAL CORP.

BD
CRD#: 106032
NEW YORK, NY
Past

March 6, 2019 - November 14, 2022

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

February 12, 2015 - March 1, 2019

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

May 26, 2010 - May 6, 2014

HFP CAPITAL MARKETS LLC

BD
CRD#: 44351
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(2/5/2025)
RR
New York
(2/5/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 7/12/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.

Current Firm


SN
SMBC NIKKO SECURITIES CANADA, LTD.
SMBC NIKKO SECURITIES CANADA, LTD.

CRD#: 297706 / SEC#: , 8-70176

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
277 Park Avenue, New York, NY 10172
Mailing Address
277 Park Avenue, New York, NY 10172
Phone number
(212) 224-5300
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
SMBC NIKKO SECURITIES AMERICA, INC.SHAREHOLDER28602
ASHBY, SCOTT ALLENDIRECTOR2883181
BAUSANO, THOMAS BARRYDIRECTOR4009782
KEE, DAVIDCEO, DIRECTOR6238539
PARRISH, MICHAEL JOHNCHIEF COMPLIANCE OFFICER5577471
TUN, NATHANFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5551828

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SMBC NIKKO SECURITIES CANADA, LTD.

CRD#: 297706Jersey City, NJ 07311

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