Casey S. Bartels

GUARDIAN FINANCIAL PARTNERS

Orange, CA 92866

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CRD#: 5312518

Professional summary

Casey Steven Bartels, CFP® is a registered financial advisor currently at GUARDIAN FINANCIAL PARTNERS, LLC located in Orange, California.

Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Casey has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) REAL ESTATE INVESTMENT PROPERTY, INV RELATED, GILBERT, AZ, RESIDENTIAL, 100% OWNERSHIP, START 1/23/2005, 2 HRS PER MONTH, 0 DURING TRADING, OWNER. RENTAL PROPERTY, INV RELATED, CHANDLER, AZ, OWNER, RENTAL PROPERTY, START 10/05, 1 HR MONTH, 0 HRS DURING TRADING. (2) INSURANCE AGENT; ORANGE, CA; INVESTMENT-RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Steven Bartels's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

April 28, 2017 - Present

GUARDIAN FINANCIAL PARTNERS, LLC

Office #1: 635 E. Chapman Ave., Orange, CA 92866

RIA

CRD#: 287652

Orange, CA

Past

May 10, 2007 - May 1, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

IRVINE, CA

Past

April 25, 2007 - May 1, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN FINANCIAL PARTNERS, LLC

CRD#: 287652 / SEC#: 801-110423

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/28/2017)

IAR

Texas
(4/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2007

General Securities Representative Examination

Current Firm

GUARDIAN FINANCIAL PARTNERS, LLC

CRD#: 287652 / SEC#: 801-110423

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

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Contact information

Main Address

635 E. Chapman Ave., Orange, CA 92866

Mailing Address

Phone number

(949) 771-2969

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/12/2025)

FORM ADV PART 2A APP 1 - WRAP BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	796
AUM (Assets Under Management)	$ 835,534,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Casey S. Bartels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Steven Bartels's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUARDIAN FINANCIAL PARTNERS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

GUARDIAN FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2007

SIE

Date: 5/1/2017

Series 7

Date: 4/24/2007

Current Firm

GUARDIAN FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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